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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
PI
1026
Pettee Investors
Connecticut
$261K – – –
YMRC
1027
Yorktown Management & Research Company
Virginia
$261K – – –
WCM
1028
Windsor Capital Management
Arizona
$261K +$24.4K +232 +11%
NPIT
1029
National Penn Investors Trust
Pennsylvania
$260K – – –
PFBT
1030
Parkside Financial Bank & Trust
Missouri
$259K -$132K -1,253 -35%
BST
1031
Bath Savings Trust
Maine
$257K -$21K -200 -8%
RSVP
1032
Ramsay Stattman Vela & Price
Colorado
$256K – – –
BIC
1033
Beach Investment Counsel
Pennsylvania
$255K – – –
LBG
1034
Lloyds Banking Group
United Kingdom
$253K -$51.5M -490,548 -100%
GT
1035
Greenleaf Trust
Michigan
$253K -$36.4K -347 -13%
BMO
1036
Beck Mack & Oliver
New York
$253K – – –
HTC
1037
Haverford Trust Company
Pennsylvania
$250K -$4.83K -46 -2%
SFSG
1038
Stearns Financial Services Group
North Carolina
$249K -$9.97K -95 -4%
PFM
1039
Parsec Financial Management
North Carolina
$249K – – –
CCM
1040
Chilton Capital Management
Texas
$246K -$39.8K -379 -14%
FIM
1041
Freedom Investment Management
Connecticut
$246K -$5.04K -48 -2%
DDC
1042
DF Dent & Co
Maryland
$245K +$237K +2,256 New
TBNY
1043
Trustco Bank (New York)
New York
$244K – – –
BCM
1044
BTR Capital Management
California
$242K – – –
BRA
1045
Bender Robert & Associates
California
$242K +$2.1K +20 +0.9%
AWA
1046
ARS Wealth Advisors
Florida
$241K -$10.5K -100 -4%
DAM
1047
Doheny Asset Management
California
$239K +$10.5K +100 +5%
SCM
1048
Stux Capital Management
New York
$239K +$231K +2,200 New
EIM
1049
Emerson Investment Management
Massachusetts
$237K – – –
LC
1050
Lourd Capital
California
$237K +$1.99K +19 +0.9%
40 41
42
43 44