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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
HDIM
1001
Hanson & Doremus Investment Management
Vermont
$195K – – –
MME
1002
Meag Munich Ergo
Germany
$193K – – –
CFA
1003
CT Financial Advisors
Pennsylvania
$190K – – –
MCM
1004
MV Capital Management
Maryland
$177K +$8.23K +99 +5%
CBT
1005
Central Bank & Trust
Kentucky
$168K -$628K -7,562 -78%
MCM
1006
Manchester Capital Management
Vermont
$165K -$38.1K -458 -18%
AAC
1007
Asset Advisors Corp
Georgia
$164K +$170K +2,044 New
NYLT
1008
New York Life Trust
New York
$161K +$1.25K +15 +0.8%
CCM
1009
Cutler Capital Management
Massachusetts
$160K +$166K +2,000 New
MWAN
1010
Mariner Wealth Advisors (NYC)
Kansas
$159K +$165K +1,987 New
CFA
1011
Carroll Financial Associates
North Carolina
$158K +$105K +1,262 +177%
SSG
1012
Summit Securities Group
New York
$152K -$1.25M -15,000 -89%
SAMC
1013
Shinko Asset Management Company
Japan
$143K -$15.7K -189 -10%
LWCFA
1014
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$141K – – –
FWM
1015
Focused Wealth Management
New York
$141K +$5.73K +69 +4%
AIM
1016
Acropolis Investment Management
Missouri
$140K -$117K -1,405 -44%
TDC
1017
Thompson Davis & Co
Virginia
$139K -$17.3K -208 -11%
BAM
1018
Bruderman Asset Management
New York
$138K +$144K +1,727 New
IRS
1019
Invictus RG (Singapore)
Singapore
$136K -$161K -1,936 -53%
HCM
1020
Highlander Capital Management
New Jersey
$136K +$41.5K +500 +42%
MIC
1021
MU Investments Company
Japan
$130K – – –
AIM
1022
Advantage Investment Management
Iowa
$123K -$4.16K -50 -3%
IWMPD
1023
Integrated Wealth Management (Palm Desert)
California
$122K +$127K +1,527 New
WRM
1024
Westport Resources Management
Connecticut
$121K – – –
CM
1025
Castleark Management
Illinois
$120K – – –
39 40
41
42 43