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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
AAMU
901
Amundi Asset Management US
Massachusetts
$386K -$41.5K -486 -10%
CIC
902
Crawford Investment Counsel
Georgia
$386K -$17.1K -200 -4%
PFPT
903
Pinnacle Financial Partners (Tennessee)
Tennessee
$384K -$24.9K -292 -6%
PHS
904
Pekin Hardy Strauss
Illinois
$383K +$25.7K +301 +8%
CCM
905
Catawba Capital Management
Virginia
$376K – – –
OWIM
906
Old West Investment Management
California
$375K +$353K +4,140 New
WI
907
WHV Investments
California
$370K -$1.1M -12,825 -76%
TF
908
Tompkins Financial
New York
$368K – – –
DHFB
909
Dixon Hubard Feinour & Brown
Virginia
$363K – – –
NAMA
910
Nikko Asset Management Americas
New York
$363K +$342K +4,000 New
VFAM
911
Valley Forge Asset Management
Pennsylvania
$359K +$337K +3,950 New
PCA
912
Peddock Capital Advisors
Massachusetts
$357K +$335K +3,928 New
YCM
913
Yorkville Capital Management
New York
$354K -$25.6K -300 -7%
BONST
914
Bank of Nova Scotia Trust
Ontario, Canada
$354K +$42.7K +500 +15%
IRS
915
Invictus RG (Singapore)
Singapore
$352K +$112K +1,308 +51%
SSB
916
Sandy Spring Bank
Maryland
$342K -$92K -1,078 -22%
OA
917
Oxbow Advisors
Texas
$342K – – –
CCP
918
Clarkston Capital Partners
Michigan
$342K +$322K +3,768 New
RIM
919
Regent Investment Management
Kentucky
$341K +$104K +1,220 +48%
HA
920
Halsey Associates
Connecticut
$338K – – –
DWT
921
Dorsey & Whitney Trust
South Dakota
$337K – – –
HC
922
Highmount Capital
New York
$335K +$315K +3,694 New
TTWM
923
TCV Trust & Wealth Management
Virginia
$334K -$46.1K -540 -13%
AWA
924
Arete Wealth Advisors
Illinois
$334K +$315K +3,688 New
CCMG
925
Clark Capital Management Group
Pennsylvania
$333K -$42.9K -502 -12%
35 36
37
38 39