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Caterpillar

Name Holding Trade Value Shares
Change
Change in
Stake
NAMA
701
Nikko Asset Management Americas
New York
$604K
PTC
702
Private Trust Company
Ohio
$604K +$172K +2,107 +45%
Millennium Management
703
Millennium Management
New York
$601K -$294K -3,590 -35%
MIP
704
Marietta Investment Partners
Wisconsin
$599K -$4.09K -50 -0.7%
TL
705
Tirschwell & Loewy
New York
$595K
IPC
706
Independent Portfolio Consultants
Florida
$591K -$31.9K -390 -6%
Acadian Asset Management
707
Acadian Asset Management
Massachusetts
$591K
VIA
708
Virtus Investment Advisers
Connecticut
$589K +$543K +6,634 New
TSWM
709
Triangle Securities Wealth Management
North Carolina
$588K -$19.2K -235 -3%
WSC
710
Wellington Shields & Co
New York
$588K +$409 +5 +0.1%
FBC
711
Fairfield, Bush & Co
Connecticut
$583K
TSW
712
Thompson Siegel & Walmsley
Virginia
$582K -$1.72K -21 -0.3%
AT
713
Argent Trust
Texas
$569K -$49.3K -602 -9%
SS
714
Simplicity Solutions
Minnesota
$565K -$385K -4,705 -43%
WSCM
715
Wellington Shields Capital Management
New York
$565K -$24.5K -300 -5%
FCBT
716
First Citizens Bank & Trust
North Carolina
$558K +$135K +1,654 +36%
RWA
717
Ropes Wealth Advisors
Massachusetts
$554K +$10.3K +126 +2%
Cetera Investment Advisers
718
Cetera Investment Advisers
Illinois
$552K -$37.3K -456 -7%
FWM
719
Frontier Wealth Management
Missouri
$552K -$32.7K -400 -6%
MLL
720
Moody Lynn & Lieberson
Massachusetts
$552K +$508K +6,215 New
AIA
721
Allegis Investment Advisors
Idaho
$552K +$509K +6,218 New
CI
722
Capital International
California
$550K
JWA
723
JFS Wealth Advisors
Pennsylvania
$548K +$47.1K +576 +10%
CTA
724
Colonial Trust Advisors
South Carolina
$544K +$4.09K +50 +0.8%
NPC
725
National Planning Corporation
California
$531K -$210K -2,565 -29%