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Capricor Therapeutics

30 hedge funds and large institutions have $10M invested in Capricor Therapeutics in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

3% less funds holding

Funds holding: 3130 (-1)

4.6% less ownership

Funds ownership: 15.42%10.82% (-4.6%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

45% less capital invested

Capital invested by funds: $18.1M → $10M (-$8.07M)

46% less call options, than puts

Call options by funds: $1.18M | Put options by funds: $2.21M

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
9
Reduced
6
Closed
7
Calls
$1.18M
Puts
$2.21M
Net Calls
-$1.02M
Net Calls Change
+$546K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$3.89M +$204K +44,848 +5%
BlackRock
2
BlackRock
New York
$1.21M -$22K -4,842 -2%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$958K -$194K -42,580 -15%
Geode Capital Management
4
Geode Capital Management
Massachusetts
$826K +$93.7K +20,582 +11%
Citadel Advisors
5
Citadel Advisors
Florida
$448K +$191K +41,891 +60%
Northern Trust
6
Northern Trust
Illinois
$421K +$1.92K +421 +0.4%
GCP
7
GSA Capital Partners
United Kingdom
$388K -$71.6K -15,732 -14%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$343K
State Street
9
State Street
Massachusetts
$288K
VF
10
Virtu Financial
New York
$222K +$251K +55,200 New
HighTower Advisors
11
HighTower Advisors
Illinois
$215K +$217K +47,660 +757%
Morgan Stanley
12
Morgan Stanley
New York
$204K +$28.3K +6,213 +14%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$115K +$130K +28,621 New
Goldman Sachs
14
Goldman Sachs
New York
$89K +$101K +22,138 New
Simplex Trading
15
Simplex Trading
Illinois
$85K
Group One Trading
16
Group One Trading
Illinois
$77K -$251K -55,168 -74%
CG
17
Cutler Group
California
$57K +$27.6K +6,056 +73%
TSS
18
Two Sigma Securities
New York
$46K +$52.4K +11,511 New
CBA
19
Coastal Bridge Advisors
Connecticut
$44K
US Bancorp
20
US Bancorp
Minnesota
$30K
Barclays
21
Barclays
United Kingdom
$25K +$20.5K +4,501 +246%
FDCDDQ
22
Federation des caisses Desjardins du Quebec
Quebec, Canada
$21.3K
Osaic Holdings
23
Osaic Holdings
Arizona
$20K +$22.8K +5,000 New
HIIFS
24
Harel Insurance Investments & Financial Services
Israel
$3K
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$2K

CAPR Hedge Fund Activity: Q3 2021 in Review

30 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Capricor Therapeutics (CAPR) for Q3 2021, worth a combined $10M — down 45% from $18.1M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of CAPR and 6 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 9 added.

The largest buyer was Virtu Financial, opening a new position worth an estimated $251K. The largest seller was Oracle Investment Management, exiting entirely with an estimated $5.98M sold.

  • 30 institutional investors held Capricor Therapeutics (CAPR) as of Q3 2021, down from 31 in Q2 2021.
  • Funds reported $10M of Capricor Therapeutics stock for Q3 2021, down 45% quarter-over-quarter.
  • 6 funds opened new Capricor Therapeutics positions in Q3 2021 and 7 closed out, a net change of -1 holder.
  • The largest Capricor Therapeutics buyer in Q3 2021 was Virtu Financial, an estimated $251K added.
  • The largest Capricor Therapeutics seller in Q3 2021 was Oracle Investment Management, an estimated $5.98M sold.

Based on aggregated 13F filings for Q3 2021.