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Capricor Therapeutics

20 hedge funds and large institutions have $2.57M invested in Capricor Therapeutics in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 2

0.45% more ownership

Funds ownership: 0%0.45% (+0.45%)

9% less funds holding

Funds holding: 2220 (-2)

23% less capital invested

Capital invested by funds: $3.34M → $2.57M (-$769K)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
2
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SM
1
Sabby Management
Florida
$990K +$43.7K +1,461 +4%
CBA
2
Coastal Bridge Advisors
Connecticut
$385K +$59.9K +2,000 +16%
Goldman Sachs
3
Goldman Sachs
New York
$201K -$75.7K -2,529 -25%
Brown Advisory
4
Brown Advisory
Maryland
$189K
GPCM
5
Granite Point Capital Management
Massachusetts
$180K
Vanguard Group
6
Vanguard Group
Pennsylvania
$135K +$65.3K +2,181 +75%
FWM
7
Frontier Wealth Management
Missouri
$125K
Geode Capital Management
8
Geode Capital Management
Massachusetts
$116K
Morgan Stanley
9
Morgan Stanley
New York
$104K -$7.49K -250 -6%
BFA
10
BlackRock Fund Advisors
California
$44K +$2.07K +69 +4%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$38K +$42.9K +1,432 New
HIIFS
12
Harel Insurance Investments & Financial Services
Israel
$23K
PA
13
Perceptive Advisors
New York
$11K
CFN
14
Cordasco Financial Network
Florida
$8K
Bank of America
15
Bank of America
North Carolina
$8K +$1.65K +55 +22%
FANJ
16
Financial Architects (New Jersey)
New Jersey
$5K
BA
17
BlackRock Advisors
Delaware
$4K
BIM
18
BlackRock Investment Management
Delaware
$1K
UBS Group
19
UBS Group
Switzerland
$1K +$778 +26 New
AA
20
Apriem Advisors
California
-$230K -7,096 Closed
Citadel Advisors
21
Citadel Advisors
Florida
-$93K -2,817 Closed
TRCT
22
Tower Research Capital (TRC)
New York
-$2K -57 Closed
Walleye Trading
23
Walleye Trading
New York
-$1K -20 Closed

CAPR Hedge Fund Activity: Q4 2016 in Review

20 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Capricor Therapeutics (CAPR) for Q4 2016, worth a combined $2.57M — down 23% from $3.34M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of CAPR and 2 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 5 added.

The largest buyer was Vanguard Group, adding an estimated $65.3K. The largest seller was Apriem Advisors, exiting entirely with an estimated $230K sold.

  • 20 institutional investors held Capricor Therapeutics (CAPR) as of Q4 2016, down from 22 in Q3 2016.
  • Funds reported $2.57M of Capricor Therapeutics stock for Q4 2016, down 23% quarter-over-quarter.
  • 2 funds opened new Capricor Therapeutics positions in Q4 2016 and 4 closed out, a net change of -2 holders.
  • The largest Capricor Therapeutics buyer in Q4 2016 was Vanguard Group, an estimated $65.3K added.
  • The largest Capricor Therapeutics seller in Q4 2016 was Apriem Advisors, an estimated $230K sold.

Based on aggregated 13F filings for Q4 2016.