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Capricor Therapeutics

25 hedge funds and large institutions have $5.14M invested in Capricor Therapeutics in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

0.92% more ownership

Funds ownership: 6.41%7.33% (+0.92%)

0% more funds holding

Funds holding: 2525 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

6% less call options, than puts

Call options by funds: $851K | Put options by funds: $910K

23% less capital invested

Capital invested by funds: $6.64M → $5.14M (-$1.5M)

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.44%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
10
Reduced
6
Closed
5
Calls
$851K
Puts
$910K
Net Calls
-$59K
Net Calls Change
+$653K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$1.18M +$6.45K +1,488 +0.4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.05M +$804K +185,490 +154%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$623K -$444K -102,483 -36%
Northern Trust
4
Northern Trust
Illinois
$469K -$63.1K -14,551 -10%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$417K +$27.5K +6,332 +5%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$306K +$125K +28,809 +48%
GCP
7
GSA Capital Partners
United Kingdom
$271K +$343K +79,091 New
Morgan Stanley
8
Morgan Stanley
New York
$191K +$46.7K +10,764 +24%
Millennium Management
9
Millennium Management
New York
$169K +$214K +49,357 New
Citadel Advisors
10
Citadel Advisors
Florida
$126K +$5.45K +1,256 +4%
HighTower Advisors
11
HighTower Advisors
Illinois
$56K +$26K +6,000 +58%
Thrivent Financial for Lutherans
12
Thrivent Financial for Lutherans
Minnesota
$54K +$68.3K +15,750 New
OQS
13
Occudo Quantitative Strategies
Florida
$52K +$65.9K +15,188 New
Charles Schwab
14
Charles Schwab
California
$50K
CBA
15
Coastal Bridge Advisors
Connecticut
$37K
FDCDDQ
16
Federation des caisses Desjardins du Quebec
Quebec, Canada
$31.9K -$45.3K -10,450 -53%
US Bancorp
17
US Bancorp
Minnesota
$26K
UBS Group
18
UBS Group
Switzerland
$17K +$13.8K +3,176 +167%
CG
19
Cutler Group
California
$5K -$8.79K -2,027 -54%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$5K +$212 +49 +4%
TRCT
21
Tower Research Capital (TRC)
New York
$4K +$4.43K +1,022 New
Citigroup
22
Citigroup
New York
$3K -$867 -200 -18%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$2K -$15.2K -3,500 -88%
HIIFS
24
Harel Insurance Investments & Financial Services
Israel
$2K
SFI
25
Susquehanna Fundamental Investments
Pennsylvania
-$85K -16,125 Closed

CAPR Hedge Fund Activity: Q4 2020 in Review

25 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Capricor Therapeutics (CAPR) for Q4 2020, worth a combined $5.14M — down 23% from $6.64M a quarter earlier.

Fund positioning in CAPR was balanced in Q4 2020: 5 funds opened new positions, 5 closed out, 10 added to existing stakes and 6 trimmed.

The largest buyer was Vanguard Group, adding an estimated $804K. The largest seller was Susquehanna International Group, cutting an estimated $444K.

  • 25 institutional investors held Capricor Therapeutics (CAPR) as of Q4 2020, unchanged from Q3 2020.
  • Funds reported $5.14M of Capricor Therapeutics stock for Q4 2020, down 23% quarter-over-quarter.
  • 5 funds opened new Capricor Therapeutics positions in Q4 2020 and 5 closed out, a net change of 0 holders.
  • The largest Capricor Therapeutics buyer in Q4 2020 was Vanguard Group, an estimated $804K added.
  • The largest Capricor Therapeutics seller in Q4 2020 was Susquehanna International Group, an estimated $444K sold.

Based on aggregated 13F filings for Q4 2020.