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Capricor Therapeutics

30 hedge funds and large institutions have $20.5M invested in Capricor Therapeutics in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

299% more capital invested

Capital invested by funds: $5.14M → $20.5M (+$15.4M)

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

20% more funds holding

Funds holding: 2530 (+5)

11.9% more ownership

Funds ownership: 7.33%19.23% (+12%)

13% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 8

36% less call options, than puts

Call options by funds: $1.04M | Put options by funds: $1.62M

Holders
30
Holders Change
+5
Holders Change %
+20%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
7
Reduced
8
Closed
4
Calls
$1.04M
Puts
$1.62M
Net Calls
-$578K
Net Calls Change
-$519K
Name Holding Trade Value Shares
Change
Change in
Stake
OIM
1
Oracle Investment Management
Connecticut
$9.36M +$11.5M +1,999,464 New
Vanguard Group
2
Vanguard Group
Pennsylvania
$4.27M +$3.49M +606,431 +198%
BlackRock
3
BlackRock
New York
$1.62M +$23.6K +4,092 +1%
TMC
4
Trellus Management Company
Florida
$1.26M +$1.56M +270,000 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$974K +$152K +26,473 +15%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$802K +$285K +49,569 +41%
Northern Trust
7
Northern Trust
Illinois
$453K -$230K -39,873 -29%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$406K -$14.3K -2,483 -3%
Citadel Advisors
9
Citadel Advisors
Florida
$217K +$55.3K +9,595 +26%
Group One Trading
10
Group One Trading
Illinois
$192K +$237K +41,089 New
FDCDDQ
11
Federation des caisses Desjardins du Quebec
Quebec, Canada
$156K +$138K +24,000 +258%
SFI
12
Susquehanna Fundamental Investments
Pennsylvania
$152K +$187K +32,400 New
Morgan Stanley
13
Morgan Stanley
New York
$143K -$145K -25,157 -45%
Millennium Management
14
Millennium Management
New York
$105K -$155K -26,967 -55%
MHS
15
M Holdings Securities
Oregon
$94K +$115K +20,000 New
GCP
16
GSA Capital Partners
United Kingdom
$67K -$373K -64,770 -82%
HighTower Advisors
17
HighTower Advisors
Illinois
$57K -$23K -4,000 -25%
CBA
18
Coastal Bridge Advisors
Connecticut
$51K
US Bancorp
19
US Bancorp
Minnesota
$35K
TRCT
20
Tower Research Capital (TRC)
New York
$34K +$35.5K +6,171 +604%
Simplex Trading
21
Simplex Trading
Illinois
$21K +$26.7K +4,629 New
CG
22
Cutler Group
California
$7K
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$6K -$86 -15 -1%
HIIFS
24
Harel Insurance Investments & Financial Services
Israel
$3K
UBS Group
25
UBS Group
Switzerland
$2K -$27.1K -4,701 -93%

CAPR Hedge Fund Activity: Q1 2021 in Review

30 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Capricor Therapeutics (CAPR) for Q1 2021, worth a combined $20.5M — up 299% from $5.14M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new CAPR positions and 4 closed out — a net gain of 5 holders — while 7 added to existing stakes and 8 trimmed.

The largest buyer was Oracle Investment Management, opening a new position worth an estimated $11.5M. The largest seller was GSA Capital Partners, cutting an estimated $373K.

  • 30 institutional investors held Capricor Therapeutics (CAPR) as of Q1 2021, up from 25 in Q4 2020.
  • Funds reported $20.5M of Capricor Therapeutics stock for Q1 2021, up 299% quarter-over-quarter.
  • 9 funds opened new Capricor Therapeutics positions in Q1 2021 and 4 closed out, a net change of +5 holders.
  • The largest Capricor Therapeutics buyer in Q1 2021 was Oracle Investment Management, an estimated $11.5M added.
  • The largest Capricor Therapeutics seller in Q1 2021 was GSA Capital Partners, an estimated $373K sold.

Based on aggregated 13F filings for Q1 2021.