First Trust AAA CMBS ETF
CAAA
11 hedge funds and large institutions have $14.7M invested in First Trust AAA CMBS ETF in 2024 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 1 increasing their positions, 3 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
22% more funds holding
Funds holding: 9 → 11 (+2)
4% less capital invested
Capital invested by funds: $15.4M → $14.7M (-$682K)
1.85% less ownership
Funds ownership: 99.08% → 97.23% (-1.9%)
67% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PTP
Platform Technology Partners
New York
|
+$849K |
| 2 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$476K |
| 3 |
GWM
Geneos Wealth Management
Englewood,
Colorado
|
+$30.5K |
| 4 |
Osaic Holdings
Scottsdale,
Arizona
|
+$20.3K |
| 5 |
BAM
Belpointe Asset Management
Reno,
Nevada
|
+$2.44K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MSU
Mizuho Securities USA
New York
|
-$1.19M |
| 2 |
FTUS
Flow Traders U.S.
New York
|
-$312K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$130K |
| 4 |
IWA
Inspirion Wealth Advisors
Libertyville,
Illinois
|
-$19.3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Bank of America
Charlotte,
North Carolina
| $3.03M | – | – | – |
|
2
Goldman Sachs
New York
| $3.03M | – | – | – |
|
3
JP Morgan Chase
New York
| $2.98M | – | – | – |
|
|
4
Royal Bank of Canada
Toronto,
Ontario, Canada
| $2.42M | -$130K | -6,417 | -5% |
|
|
MSU
5
Mizuho Securities USA
New York
| $973K | -$1.19M | -58,746 | -55% |
|
|
PTP
6
Platform Technology Partners
New York
| $843K | +$849K | +41,784 | New |
|
|
IWA
7
Inspirion Wealth Advisors
Libertyville,
Illinois
| $660K | -$19.3K | -949 | -3% |
|
|
AAS
8
Avantax Advisory Services
Dallas,
Texas
| $473K | +$476K | +23,426 | New |
|
|
BAM
9
Belpointe Asset Management
Reno,
Nevada
| $259K | +$2.44K | +120 | +1% |
|
|
GWM
10
Geneos Wealth Management
Englewood,
Colorado
| $30.3K | +$30.5K | +1,500 | New |
|
|
11
Osaic Holdings
Scottsdale,
Arizona
| $20.2K | +$20.3K | +1,000 | New |
|
|
FTUS
12
Flow Traders U.S.
New York
| – | -$312K | -15,040 | Closed |
|
CAAA Hedge Fund Activity: Q4 2024 in Review
11 of the 7,593 institutional investors tracked by Wall St. Rank reported a position in First Trust AAA CMBS ETF (CAAA) for Q4 2024, worth a combined $14.7M — down 4.4% from $15.4M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new CAAA positions and 1 closed out — a net gain of 3 holders — while 1 added to existing stakes and 3 trimmed.
The largest buyer was Platform Technology Partners, opening a new position worth an estimated $849K. The largest seller was Mizuho Securities USA, cutting an estimated $1.19M.
- 11 institutional investors held First Trust AAA CMBS ETF (CAAA) as of Q4 2024, up from 9 in Q3 2024.
- Funds reported $14.7M of First Trust AAA CMBS ETF stock for Q4 2024, down 4.4% quarter-over-quarter.
- 4 funds opened new First Trust AAA CMBS ETF positions in Q4 2024 and 1 closed out, a net change of +3 holders.
- The largest First Trust AAA CMBS ETF buyer in Q4 2024 was Platform Technology Partners, an estimated $849K added.
- The largest First Trust AAA CMBS ETF seller in Q4 2024 was Mizuho Securities USA, an estimated $1.19M sold.
Based on aggregated 13F filings for Q4 2024.