Mizuho Securities USA’s First Trust AAA CMBS ETF CAAA Stock Holding History

Mizuho Securities USA’s Portfolio CAAA Stock Details CAAA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-48,226	Closed	-$973K	–	673
2024 Q4	$973K	Sell	48,226 -58,746	-55%	-$1.19M	0.02%	539
2024 Q3	$2.22M	Sell	106,972 -26,752	-20%	-$549K	0.05%	334
2024 Q2	$2.7M	Sell	133,724 -795	-0.6%	-$16K	0.06%	305
2024 Q1	$2.73M	Buy	+134,519	New	+$2.72M	0.07%	68

Other funds holding CAAA

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

PTP

Platform Technology Partners New York $611M AUM 25.5% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IWA

Inspirion Wealth Advisors Libertyville, Illinois $874M AUM 16.23% 1-Year Est. Return

FFA

Farther Finance Advisors San Francisco, California $12.8B AUM 26.53% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Mizuho Securities USA's CAAA Position: Q1 2025 in Review

Mizuho Securities USA sold out of First Trust AAA CMBS ETF (CAAA) in Q1 2025, closing a stake of 48,226 shares — an estimated $973K sold.

Mizuho Securities USA first reported a position in CAAA in Q1 2024 and held it in 4 quarters. The position peaked at $2.73M in Q1 2024. 14 funds tracked by Wall St. Rank hold CAAA as of Q1 2025.

Mizuho Securities USA reported no remaining First Trust AAA CMBS ETF position as of Q1 2025 after selling out during the quarter.
Mizuho Securities USA sold 48,226 First Trust AAA CMBS ETF shares in Q1 2025, an estimated $973K.
Mizuho Securities USA first reported a position in First Trust AAA CMBS ETF in Q1 2024 and held it in 4 quarters.
Mizuho Securities USA's First Trust AAA CMBS ETF position peaked at $2.73M in Q1 2024.
14 funds tracked by Wall St. Rank held First Trust AAA CMBS ETF as of Q1 2025.

Based on Mizuho Securities USA's 13F filing for Q1 2025, filed 12 May 2025.