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First Trust AAA CMBS ETF

13 hedge funds and large institutions have $16.1M invested in First Trust AAA CMBS ETF in 2025 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more capital invested

Capital invested by funds: $9.64M → $16.1M (+$6.45M)

0% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 3

2.37% less ownership

Funds ownership: 94.8%92.43% (-2.4%)

7% less funds holding

Funds holding: 1413 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
13
Holders Change
-1
Holders Change %
-7.14%
% of All Funds
0.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
3
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PFS
1
Prospera Financial Services
Texas
$5.76M +$5.71M +281,306 New
IAN
2
Integrated Advisors Network
Texas
$2.93M +$2.91M +143,251 New
SFB
3
STAR Financial Bank
Indiana
$2.13M +$2.11M +103,880 New
First Trust Advisors
4
First Trust Advisors
Illinois
$1.47M +$735K +36,192 +101%
FFA
5
Farther Finance Advisors
California
$1.16M +$525K +25,844 +84%
PTP
6
Platform Technology Partners
New York
$899K -$64.4K -3,172 -7%
IWA
7
Inspirion Wealth Advisors
Illinois
$661K
BAM
8
Belpointe Asset Management
Nevada
$435K +$30.3K +1,490 +8%
AAS
9
Avantax Advisory Services
Texas
$353K -$20.9K -1,028 -6%
ATPW
10
Ashton Thomas Private Wealth
Arizona
$201K +$199K +9,818 New
GWM
11
Geneos Wealth Management
Colorado
$61.4K -$30.5K -1,500 -33%
Osaic Holdings
12
Osaic Holdings
Arizona
$20.5K
UBS Group
13
UBS Group
Switzerland
$2.23K +$2.21K +109 New
Goldman Sachs
14
Goldman Sachs
New York
-$2.03M -100,000 Closed
JP Morgan Chase
15
JP Morgan Chase
New York
-$1.77M -86,921 Closed
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
-$697K -34,275 Closed
FTUS
17
Flow Traders U.S.
New York
-$447K -21,947 Closed
Jane Street
18
Jane Street
New York
-$435K -21,375 Closed
Bank of America
19
Bank of America
North Carolina
-$407K -20,000 Closed

CAAA Hedge Fund Activity: Q2 2025 in Review

13 of the 7,596 institutional investors tracked by Wall St. Rank reported a position in First Trust AAA CMBS ETF (CAAA) for Q2 2025, worth a combined $16.1M — up 67% from $9.64M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of CAAA and 5 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 3 added.

The largest buyer was Prospera Financial Services, opening a new position worth an estimated $5.71M. The largest seller was Goldman Sachs, exiting entirely with an estimated $2.03M sold.

  • 13 institutional investors held First Trust AAA CMBS ETF (CAAA) as of Q2 2025, down from 14 in Q1 2025.
  • Funds reported $16.1M of First Trust AAA CMBS ETF stock for Q2 2025, up 67% quarter-over-quarter.
  • 5 funds opened new First Trust AAA CMBS ETF positions in Q2 2025 and 6 closed out, a net change of -1 holder.
  • The largest First Trust AAA CMBS ETF buyer in Q2 2025 was Prospera Financial Services, an estimated $5.71M added.
  • The largest First Trust AAA CMBS ETF seller in Q2 2025 was Goldman Sachs, an estimated $2.03M sold.

Based on aggregated 13F filings for Q2 2025.