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First Trust AAA CMBS ETF

21 hedge funds and large institutions have $27.8M invested in First Trust AAA CMBS ETF in 2026 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

16% more capital invested

Capital invested by funds: $23.9M → $27.8M (+$3.83M)

11% more funds holding

Funds holding: 1921 (+2)

4.68% more ownership

Funds ownership: 86.52%91.2% (+4.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
21
Holders Change
+2
Holders Change %
+10.53%
% of All Funds
0.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
5
Increased
7
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFB
1
STAR Financial Bank
Indiana
$11.2M +$2.26M +110,073 +25%
PFS
2
Prospera Financial Services
Texas
$5.84M -$188K -9,195 -3%
PTP
3
Platform Technology Partners
New York
$1.91M +$712K +34,737 +58%
KAS
4
Kestra Advisory Services
Texas
$1.74M +$1.76M +85,910 New
First Trust Advisors
5
First Trust Advisors
Illinois
$1.38M
FFA
6
Farther Finance Advisors
California
$1.28M -$254K -12,380 -16%
Goldman Sachs
7
Goldman Sachs
New York
$1.13M +$412K +20,126 +57%
IWA
8
Inspirion Wealth Advisors
Illinois
$616K -$697 -34 -0.1%
BAM
9
Belpointe Asset Management
Nevada
$569K +$128K +6,237 +29%
FTUS
10
Flow Traders U.S.
New York
$468K -$329K -16,052 -41%
FSBI
11
Fearless Solutions (Best Invest)
Texas
$445K +$234K +11,417 +109%
Jane Street
12
Jane Street
New York
$275K +$278K +13,568 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$267K +$269K +13,134 New
UAG
14
United Advisor Group
Ohio
$200K +$202K +9,876 New
ATPW
15
Ashton Thomas Private Wealth
Arizona
$199K
Osaic Holdings
16
Osaic Holdings
Arizona
$102K +$42.2K +2,058 +69%
FNWA
17
Financial Network Wealth Advisors
Utah
$69.6K +$47.9K +2,339 +215%
GWM
18
Geneos Wealth Management
Colorado
$60.9K
HI
19
Harbour Investments
Wisconsin
$19.6K -$5.45K -266 -22%
RF
20
Rossby Financial
Florida
$995 +$1K +49 New
UBS Group
21
UBS Group
Switzerland
$244 -$2.6K -127 -91%
IAN
22
Integrated Advisors Network
Texas
-$1.38M -67,470 Closed
IAIM
23
International Assets Investment Management
Florida
-$77.9K -3,800 Closed
BOJHT
24
Bank of Jackson Hole Trust
Wyoming
-$5K -244 Closed

CAAA Hedge Fund Activity: Q1 2026 in Review

21 of the 8,130 institutional investors tracked by Wall St. Rank reported a position in First Trust AAA CMBS ETF (CAAA) for Q1 2026, worth a combined $27.8M — up 16% from $23.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new CAAA positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 6 trimmed.

The largest buyer was STAR Financial Bank, adding an estimated $2.26M. The largest seller was Integrated Advisors Network, exiting entirely with an estimated $1.38M sold.

  • 21 institutional investors held First Trust AAA CMBS ETF (CAAA) as of Q1 2026, up from 19 in Q4 2025.
  • Funds reported $27.8M of First Trust AAA CMBS ETF stock for Q1 2026, up 16% quarter-over-quarter.
  • 5 funds opened new First Trust AAA CMBS ETF positions in Q1 2026 and 3 closed out, a net change of +2 holders.
  • The largest First Trust AAA CMBS ETF buyer in Q1 2026 was STAR Financial Bank, an estimated $2.26M added.
  • The largest First Trust AAA CMBS ETF seller in Q1 2026 was Integrated Advisors Network, an estimated $1.38M sold.

Based on aggregated 13F filings for Q1 2026.