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Broadridge

369 hedge funds and large institutions have $4.27B invested in Broadridge in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 126 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

166% more call options, than puts

Call options by funds: $4.28M | Put options by funds: $1.61M

21% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 29

1% more funds holding

Funds holding: 367369 (+2)

0.51% less ownership

Funds ownership: 85.88%85.37% (-0.51%)

2% less capital invested

Capital invested by funds: $4.35B → $4.27B (-$73.5M)

2% less repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 126

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
369
Holders Change
+2
Holders Change %
+0.54%
% of All Funds
10.7%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.23%
New
35
Increased
123
Reduced
126
Closed
29
Calls
$4.28M
Puts
$1.61M
Net Calls
+$2.67M
Net Calls Change
-$1.79M
Name Holding Trade Value Shares
Change
Change in
Stake
PTC
351
Private Trust Company
Ohio
$3K -$1.62K -39 -39%
1IC
352
1919 Investment Counsel
Maryland
$3K
BFEC
353
Benjamin F. Edwards & Company
Missouri
$3K
BBHC
354
Brown Brothers Harriman & Co
New York
$3K
MA
355
MCF Advisors
Kentucky
$3K
QAM
356
QCI Asset Management
New York
$3K
CGT
357
Capital Guardian Trust
California
$3K +$2.7K +65 New
TSW
358
Thompson Siegel & Walmsley
Virginia
$3K +$2.79K +67 New
NFG
359
Next Financial Group
Texas
$2K -$9.06K -218 -81%
ARMC
360
American Research & Management Company
Massachusetts
$2K
HRIA
361
Haberer Registered Investment Advisor
Ohio
$2K
FCCM
362
First City Capital Management
Georgia
$1.04K
FWM
363
Focused Wealth Management
New York
$1K
RWML
364
RAFFA WEALTH MANAGEMENT, LLC
District of Columbia
$458 +$457 +11 New
OAC
365
OMERS Administration Corp
Ontario, Canada
-$3.1M -74,400 Closed
CCMLC
366
Cardinal Capital Management LLC (Connecticut)
Connecticut
-$2.85M -68,561 Closed
NCCM
367
Nine Chapters Capital Management
New Jersey
-$1.95M -46,800 Closed
CA
368
Commerzbank Aktiengesellschaft
Germany
-$1.83M -43,919 Closed
PP
369
PDT Partners
New York
-$1.19M -28,662 Closed
ARM
370
Adirondack Research & Management
New York
-$1.16M -27,800 Closed
CC
371
Cipher Capital
New York
-$969K -23,259 Closed
AI
372
Analytic Investors
California
-$553K -13,292 Closed
Arrowstreet Capital
373
Arrowstreet Capital
Massachusetts
-$531K -12,761 Closed
PAM
374
Princeton Alpha Management
New Jersey
-$395K -9,491 Closed
GCA
375
Gideon Capital Advisors
New York
-$372K -8,933 Closed

BR Hedge Fund Activity: Q3 2014 in Review

369 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2014, worth a combined $4.27B — down 1.7% from $4.35B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new BR positions and 29 closed out — a net gain of 6 holders — while 123 added to existing stakes and 126 trimmed.

The largest buyer was Renaissance Technologies, opening a new position worth an estimated $39.2M. The largest seller was Allianz Asset Management, cutting an estimated $114M.

  • 369 institutional investors held Broadridge (BR) as of Q3 2014, up from 367 in Q2 2014.
  • Funds reported $4.27B of Broadridge stock for Q3 2014, down 1.7% quarter-over-quarter.
  • 35 funds opened new Broadridge positions in Q3 2014 and 29 closed out, a net change of +6 holders.
  • The largest Broadridge buyer in Q3 2014 was Renaissance Technologies, an estimated $39.2M added.
  • The largest Broadridge seller in Q3 2014 was Allianz Asset Management, an estimated $114M sold.

Based on aggregated 13F filings for Q3 2014.