Nine Chapters Capital Management’s Broadridge BR Stock Holding History

Nine Chapters Capital Management’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-21,100	Closed	-$1.05M	–	1004
2015 Q2	$1.05M	Buy	+21,100	New	+$1.12M	0.09%	323
2015 Q1	–	Sell	-14,700	Closed	-$679K	–	966
2014 Q4	$679K	Buy	+14,700	New	+$643K	0.06%	449
2014 Q3	–	Sell	-46,800	Closed	-$1.95M	–	1000
2014 Q2	$1.95M	Sell	46,800 -59,700	-56%	-$2.34M	0.16%	183
2014 Q1	$3.96M	Buy	106,500 +24,000	+29%	+$900K	0.47%	35
2013 Q4	$3.26M	Buy	+82,500	New	+$2.98M	0.33%	65

Other funds holding BR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

SAM

Southernsun Asset Management Memphis, Tennessee $690M AUM 30.68% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

FMI

Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

Nine Chapters Capital Management's BR Position: Q3 2015 in Review

Nine Chapters Capital Management sold out of Broadridge (BR) in Q3 2015, closing a stake of 21,100 shares — an estimated $1.05M sold.

Nine Chapters Capital Management first reported a position in BR in Q4 2013 and held it in 5 quarters. The position peaked at $3.96M in Q1 2014. 414 funds tracked by Wall St. Rank hold BR as of Q3 2015.

Nine Chapters Capital Management reported no remaining Broadridge position as of Q3 2015 after selling out during the quarter.
Nine Chapters Capital Management sold 21,100 Broadridge shares in Q3 2015, an estimated $1.05M.
Nine Chapters Capital Management first reported a position in Broadridge in Q4 2013 and held it in 5 quarters.
Nine Chapters Capital Management's Broadridge position peaked at $3.96M in Q1 2014.
414 funds tracked by Wall St. Rank held Broadridge as of Q3 2015.

Based on Nine Chapters Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.