Harris Associates’s Broadridge BR Stock Holding History

Harris Associates’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-5,220	Closed	-$346K	–	117
2016 Q4	$346K	Sell	5,220 -380	-7%	-$24.7K	﹤0.01%	119
2016 Q3	$380K	Sell	5,600 -159,424	-97%	-$10.9M	﹤0.01%	116
2016 Q2	$10.8M	Sell	165,024 -366,478	-69%	-$22.7M	0.02%	111
2016 Q1	$31.5M	Sell	531,502 -1,410,498	-73%	-$76.9M	0.06%	104
2015 Q4	$104M	Sell	1,942,000 -1,994,611	-51%	-$112M	0.18%	92
2015 Q3	$218M	Sell	3,936,611 -425,210	-10%	-$22.9M	0.38%	74
2015 Q2	$218M	Sell	4,361,821 -33,373	-0.8%	-$1.78M	0.35%	79
2015 Q1	$242M	Sell	4,395,194 -542,600	-11%	-$27.6M	0.38%	75
2014 Q4	$228M	Sell	4,937,794 -34,315	-0.7%	-$1.5M	0.35%	74
2014 Q3	$207M	Sell	4,972,109 -1,030,700	-17%	-$42.8M	0.34%	78
2014 Q2	$250M	Sell	6,002,809 -12,050	-0.2%	-$472K	0.42%	74
2014 Q1	$223M	Sell	6,014,859 -94,950	-2%	-$3.56M	0.4%	75
2013 Q4	$241M	Sell	6,109,809 -831,051	-12%	-$30M	0.43%	66
2013 Q3	$220M	Sell	6,940,860 -12,000	-0.2%	-$357K	0.43%	69
2013 Q2	$185M	Buy	+6,952,860	New	+$179M	0.39%	80

Other funds holding BR

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ACM

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

SAM

Southernsun Asset Management Memphis, Tennessee $690M AUM 30.68% 1-Year Est. Return

FMI

Fiduciary Management Inc Milwaukee, Wisconsin $8.06B AUM 6.78% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Harris Associates's BR Position: Q1 2017 in Review

Harris Associates sold out of Broadridge (BR) in Q1 2017, closing a stake of 5,220 shares — an estimated $346K sold.

Harris Associates first reported a position in BR in Q2 2013 and held it in 15 quarters. The position peaked at $250M in Q2 2014. 498 funds tracked by Wall St. Rank hold BR as of Q1 2017.

Harris Associates reported no remaining Broadridge position as of Q1 2017 after selling out during the quarter.
Harris Associates sold 5,220 Broadridge shares in Q1 2017, an estimated $346K.
Harris Associates first reported a position in Broadridge in Q2 2013 and held it in 15 quarters.
Harris Associates's Broadridge position peaked at $250M in Q2 2014.
498 funds tracked by Wall St. Rank held Broadridge as of Q1 2017.

Based on Harris Associates's 13F filing for Q1 2017, filed 8 May 2017.