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Broadridge
BR

316 hedge funds and large institutions have $3.33B invested in Broadridge in 2013 Q3 according to their latest regulatory filings, with 49 funds opening new positions, 103 increasing their positions, 107 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

345% more first-time investments, than exits

New positions opened: 49 | Existing positions closed: 11

53% more call options, than puts

Call options by funds: $5.87M | Put options by funds: $3.83M

15% more capital invested

Capital invested by funds: $2.9B → $3.33B (+$426M)

12% more funds holding

Funds holding: 282 → 316 (+34)

0.71% more ownership

Funds ownership: 90.07% → 90.78% (+0.71%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

4% less repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 107

Holders
316
Holders Change
+34
Holders Change %
+12.06%
% of All Funds
10.25%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
49
Increased
103
Reduced
107
Closed
11
Calls
$5.87M
Puts
$3.83M
Net Calls
+$2.04M
Net Calls Change
+$1.51M

Top Buyers

1
VOYA Investment Management
VOYA Investment Management
Georgia
+$29.9M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$23.7M
3
ACH
ArrowMark Colorado Holdings
Colorado
+$22.1M
4
SAM
Southernsun Asset Management
Tennessee
+$15M
5
Renaissance Technologies
Renaissance Technologies
New York
+$14.5M

Top Sellers

1
JHIU
Janus Henderson Investors US
Colorado
-$60.8M
2
Artisan Partners
Artisan Partners
Wisconsin
-$47.9M
3
KeyBank National Association
KeyBank National Association
Ohio
-$42M
4
CS
Cannell & Spears
New York
-$26.2M
5
FPP
Findlay Park Partners
United Kingdom
-$13.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$255M +$23.7M +795,867 +11%
Harris Associates
2
Harris Associates
Illinois
$220M -$357K -12,000 -0.2%
Artisan Partners
3
Artisan Partners
Wisconsin
$155M -$47.9M -1,613,100 -25%
SAM
4
Southernsun Asset Management
Tennessee
$130M +$15M +505,495 +14%
Bank of New York Mellon
5
Bank of New York Mellon
New York
$126M -$1.28M -42,976 -1%
JHIU
6
Janus Henderson Investors US
Colorado
$121M -$60.8M -2,045,528 -35%
FMI
7
Fiduciary Management Inc
Wisconsin
$116M +$8.94M +300,670 +9%
State Street
8
State Street
Massachusetts
$114M -$1.4M -47,165 -1%
BIT
9
BlackRock Institutional Trust
California
$98.5M -$3.76M -126,615 -4%
Allianz Asset Management
10
Allianz Asset Management
Germany
$97.4M -$199K -6,691 -0.2%
BFA
11
BlackRock Fund Advisors
California
$94.5M -$1.41M -47,509 -2%
WHG
12
Westwood Holdings Group
Texas
$82M -$9.08M -305,621 -11%
VNIM
13
Vaughan Nelson Investment Management
Texas
$80.7M +$3.19M +107,174 +4%
ACA
14
Anchor Capital Advisors
Massachusetts
$75.3M -$7.63M -256,680 -10%
Fidelity Investments
15
Fidelity Investments
Massachusetts
$73.8M -$216K -7,270 -0.3%
CRM
16
Cramer Rosenthal McGlynn
Connecticut
$70.6M +$2.27M +76,370 +4%
Brown Advisory
17
Brown Advisory
Maryland
$69.8M +$5.28M +177,653 +9%
KAM
18
Keeley Asset Management
Illinois
$55.1M -$1.05M -35,280 -2%
TCM
19
TimesSquare Capital Management
New York
$53.5M +$11M +371,300 +28%
Victory Capital Management
20
Victory Capital Management
Texas
$52.7M +$49.3M +1,659,200 New
Invesco
21
Invesco
Georgia
$43.1M -$728K -24,492 -2%
Norges Bank
22
Norges Bank
Norway
$39.5M +$5.16M +173,564 +16%
VOYA Investment Management
23
VOYA Investment Management
Georgia
$38.2M +$29.9M +1,007,148 +513%
Diamond Hill Capital Management
24
Diamond Hill Capital Management
Ohio
$36M +$1.8M +60,594 +6%
AllianceBernstein
25
AllianceBernstein
Tennessee
$34.3M -$147K -4,959 -0.5%
1
2 3 4 5

BR Hedge Fund Activity: Q3 2013 in Review

316 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2013, worth a combined $3.33B — up 15% from $2.9B a quarter earlier.

Buyers outnumbered sellers: 49 funds opened new BR positions and 11 closed out — a net gain of 38 holders — while 103 added to existing stakes and 107 trimmed.

The largest buyer was VOYA Investment Management, adding an estimated $29.9M. The largest seller was Janus Henderson Investors US, cutting an estimated $60.8M.

  • 316 institutional investors held Broadridge (BR) as of Q3 2013, up from 282 in Q2 2013.
  • Funds reported $3.33B of Broadridge stock for Q3 2013, up 15% quarter-over-quarter.
  • 49 funds opened new Broadridge positions in Q3 2013 and 11 closed out, a net change of +38 holders.
  • The largest Broadridge buyer in Q3 2013 was VOYA Investment Management, an estimated $29.9M added.
  • The largest Broadridge seller in Q3 2013 was Janus Henderson Investors US, an estimated $60.8M sold.

Based on aggregated 13F filings for Q3 2013.