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Broadridge

369 hedge funds and large institutions have $4.27B invested in Broadridge in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 123 increasing their positions, 126 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

166% more call options, than puts

Call options by funds: $4.28M | Put options by funds: $1.61M

21% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 29

1% more funds holding

Funds holding: 367369 (+2)

0.51% less ownership

Funds ownership: 85.88%85.37% (-0.51%)

2% less capital invested

Capital invested by funds: $4.35B → $4.27B (-$73.5M)

2% less repeat investments, than reductions

Existing positions increased: 123 | Existing positions reduced: 126

11% less funds holding in top 10

Funds holding in top 10: 98 (-1)

Holders
369
Holders Change
+2
Holders Change %
+0.54%
% of All Funds
10.7%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.23%
New
35
Increased
123
Reduced
126
Closed
29
Calls
$4.28M
Puts
$1.61M
Net Calls
+$2.67M
Net Calls Change
-$1.79M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$368M +$3.23M +77,793 +0.9%
Harris Associates
2
Harris Associates
Illinois
$207M -$42.8M -1,030,700 -17%
SAM
3
Southernsun Asset Management
Tennessee
$191M +$2.05M +49,220 +1%
JHIU
4
Janus Henderson Investors US
Colorado
$180M -$15.4M -370,562 -8%
FMI
5
Fiduciary Management Inc
Wisconsin
$157M -$2.14M -51,495 -1%
BIT
6
BlackRock Institutional Trust
California
$153M -$3.53M -84,879 -2%
BFA
7
BlackRock Fund Advisors
California
$146M +$4.43M +106,684 +3%
State Street
8
State Street
Massachusetts
$141M -$4.3M -103,350 -3%
Fidelity Investments
9
Fidelity Investments
Massachusetts
$123M +$4.62M +111,282 +4%
VNIM
10
Vaughan Nelson Investment Management
Texas
$104M +$26.1M +627,775 +33%
Brown Advisory
11
Brown Advisory
Maryland
$102M +$4.07M +97,917 +4%
CRM
12
Cramer Rosenthal McGlynn
Connecticut
$99.3M -$20.7M -498,725 -17%
TCM
13
TimesSquare Capital Management
New York
$83.6M -$2.32M -55,850 -3%
WHG
14
Westwood Holdings Group
Texas
$74M -$4.29M -103,323 -5%
ACA
15
Anchor Capital Advisors
Massachusetts
$64.7M -$24M -577,969 -27%
Allianz Asset Management
16
Allianz Asset Management
Germany
$61.2M -$114M -2,748,575 -65%
Northern Trust
17
Northern Trust
Illinois
$59M +$10.3M +247,166 +21%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$58.2M -$539K -12,968 -0.9%
Invesco
19
Invesco
Georgia
$56.9M +$33.4K +804 +0.1%
VOYA Investment Management
20
VOYA Investment Management
Georgia
$56.3M -$10.8M -259,244 -16%
Prudential Financial
21
Prudential Financial
New Jersey
$55.3M +$15.1M +362,366 +38%
Victory Capital Management
22
Victory Capital Management
Texas
$47M -$10.1M -242,600 -18%
Norges Bank
23
Norges Bank
Norway
$45.2M -$47.3M -1,139,015 -51%
TCIM
24
TIAA CREF Investment Management
New York
$44.1M +$1.79M +43,175 +4%
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$41M +$16.8M +404,041 +69%

BR Hedge Fund Activity: Q3 2014 in Review

369 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Broadridge (BR) for Q3 2014, worth a combined $4.27B — down 1.7% from $4.35B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new BR positions and 29 closed out — a net gain of 6 holders — while 123 added to existing stakes and 126 trimmed.

The largest buyer was Renaissance Technologies, opening a new position worth an estimated $39.2M. The largest seller was Allianz Asset Management, cutting an estimated $114M.

  • 369 institutional investors held Broadridge (BR) as of Q3 2014, up from 367 in Q2 2014.
  • Funds reported $4.27B of Broadridge stock for Q3 2014, down 1.7% quarter-over-quarter.
  • 35 funds opened new Broadridge positions in Q3 2014 and 29 closed out, a net change of +6 holders.
  • The largest Broadridge buyer in Q3 2014 was Renaissance Technologies, an estimated $39.2M added.
  • The largest Broadridge seller in Q3 2014 was Allianz Asset Management, an estimated $114M sold.

Based on aggregated 13F filings for Q3 2014.