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Broadridge
BR

Overview Fund Activity

350 hedge funds and large institutions have $4.09B invested in Broadridge in 2013 Q4 according to their latest regulatory filings, with 61 funds opening new positions, 107 increasing their positions, 119 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
350
Holders Change
+34
Holders Change %
+10.76%
% of All Funds
10.17%
Holding in Top 10
10
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+100%
% of All Funds
0.29%
New
61
Increased
107
Reduced
119
Closed
26
Calls
$5.07M
Puts
$4.41M
Net Calls
+$664K
Net Calls Change
-$1.37M

Top Buyers

1
Acadian Asset Management
Acadian Asset Management
Massachusetts
$25.9M
2
Allianz Asset Management
Allianz Asset Management
Germany
$142M
3
JHIU
Janus Henderson Investors US
Colorado
$169M
4
BFA
BlackRock Fund Advisors
California
$133M
5
BIT
BlackRock Institutional Trust
California
$137M

Top Sellers

1
Artisan Partners
Artisan Partners
Wisconsin
$103M
2
Harris Associates
Harris Associates
Illinois
$241M
3
VNIM
Vaughan Nelson Investment Management
Texas
$78.3M
4
Renaissance Technologies
Renaissance Technologies
New York
$3.05M
5
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
$32.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
AW
301
Alpha Windward
Massachusetts
$35K – – –
QBFM
302
QS Batterymarch Financial Management
New York
$34K – – –
WOC
303
West Oak Capital
California
$31.6K – – –
FMII
304
Farmers & Merchants Investments Inc
Nebraska
$24K – – –
ST
305
Stifel Trust
Missouri
$20K – – –
Group One Trading
306
Group One Trading
Illinois
$20K +$20K +500 New
IGIM
307
I.G. Investment Management
Manitoba, Canada
$18K +$18K +448 New
PAS
308
Partnervest Advisory Services
California
$16K -$109K -2,776 -87%
MWP
309
MYCIO Wealth Partners
Pennsylvania
$16K – – –
Parallax Volatility Advisers
310
Parallax Volatility Advisers
California
$15K +$4.65K +120 +45%
HMS
311
Hanseatic Management Services
New Mexico
$14K +$880 +22 +7%
WA
312
WFG Advisors
Texas
$13K +$1.22K +30 +10%
Northwestern Mutual Wealth Management
313
Northwestern Mutual Wealth Management
Wisconsin
$13K +$12.7K +315 +4,500%
WCBA
314
Weaver C. Barksdale & Associates
Tennessee
$10K -$2.05K -51 -17%
SNT
315
Security National Trust
West Virginia
$10K – – –
EWM
316
Evercore Wealth Management
New York
$10K +$10K +250 New
BAM
317
Brave Asset Management
New Jersey
$9K +$9K +220 New
Carson Wealth (CWM LLC)
318
Carson Wealth (CWM LLC)
Nebraska
$9K +$9K +239 New
WT
319
Whittier Trust
California
$8K – – –
LNB
320
Ledyard National Bank
$8K – – –
S
321
SignatureFD
Georgia
$8K – – –
HI
322
Hudock Inc
Pennsylvania
$8K – – –
BC
323
Bartlett & Co
Ohio
$8K – – –
CFS
324
Community Financial System
New York
$8K – – –
WA
325
Waverly Advisors
Alabama
$8K +$8K +197 New
11 12
13
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