Parallax Volatility Advisers

Parallax Volatility Advisers’s Broadridge BR Stock Holding History

Parallax Volatility Advisers’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-26	Closed	-$3K	–	2370
2019 Q2	$3K	Sell	26 -205	-89%	-$24.7K	﹤0.01%	2326
2019 Q1	$24K	Buy	+231	New	+$23.2K	﹤0.01%	2481
2018 Q4	–	Sell	-30	Closed	-$4K	–	2950
2018 Q3	$4K	Sell	30 -60	-67%	-$7.62K	﹤0.01%	2334
2018 Q2	$10K	Buy	+90	New	+$10.2K	﹤0.01%	1758
2017 Q3	–	Sell	-1,501	Closed	-$113K	–	2161
2017 Q2	$113K	Sell	1,501 -3,774	-72%	-$272K	﹤0.01%	1608
2017 Q1	$358K	Buy	+5,275	New	+$358K	0.02%	1667
2016 Q3	–	Sell	-2,843	Closed	-$185K	–	2945
2016 Q2	$185K	Buy	+2,843	New	+$176K	0.01%	1818
2015 Q3	–	Sell	-1,109	Closed	-$59.6K	–	2930
2015 Q2	$55K	Buy	1,109 +602	+119%	+$32.1K	﹤0.01%	2498
2015 Q1	$28K	Sell	507 -1,330	-72%	-$67.6K	﹤0.01%	3383
2014 Q4	$85K	Buy	+1,837	New	+$80.4K	﹤0.01%	3588
2014 Q2	–	Sell	-1,104	Closed	-$43.2K	–	4063
2014 Q1	$41K	Buy	1,104 +717	+185%	+$26.9K	﹤0.01%	2416
2013 Q4	$15K	Buy	387 +120	+45%	+$4.34K	﹤0.01%	2841
2013 Q3	$8K	Buy	+267	New	+$7.93K	﹤0.01%	2664

Other funds holding BR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

Jensen Investment Management Lake Oswego, Oregon $5.07B AUM 4.98% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return