Parallax Volatility Advisers

Parallax Volatility Advisers’s Broadridge BR Stock Holding History

Parallax Volatility Advisers’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-35,000	Closed	-$4.47M	–	2361
2019 Q2	$4.47M	Hold	35,000	–	–	﹤0.01%	776
2019 Q1	$3.63M	Buy	+35,000	New	+$3.51M	﹤0.01%	778
2017 Q3	–	Sell	-12,000	Closed	-$906K	–	2125
2017 Q2	$906K	Hold	12,000	–	–	﹤0.01%	1057
2017 Q1	$816K	Buy	+12,000	New	+$814K	﹤0.01%	1257
2016 Q3	–	Sell	-8,200	Closed	-$534K	–	2902
2016 Q2	$534K	Buy	8,200 +6,200	+310%	+$384K	﹤0.01%	1433
2016 Q1	$118K	Buy	2,000 +1,400	+233%	+$76.4K	﹤0.01%	1925
2015 Q4	$32K	Buy	600 +500	+500%	+$28K	﹤0.01%	2454
2015 Q3	$6K	Buy	+100	New	+$5.37K	﹤0.01%	2623
2015 Q1	–	Sell	-2,000	Closed	-$93K	–	4410
2014 Q4	$93K	Buy	+2,000	New	+$87.5K	﹤0.01%	3516
2014 Q3	–	Sell	-200	Closed	-$8K	–	4142
2014 Q2	$8K	Sell	200 -1,400	-88%	-$54.8K	﹤0.01%	3790
2014 Q1	$59K	Buy	1,600 +100	+7%	+$3.75K	﹤0.01%	2198
2013 Q4	$59K	Buy	+1,500	New	+$54.2K	﹤0.01%	2139

Other funds holding BR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Baillie Gifford & Co

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Geode Capital Management

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

Jensen Investment Management Lake Oswego, Oregon $5.07B AUM 4.98% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return