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Barings BDC

209 hedge funds and large institutions have $437M invested in Barings BDC in 2023 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 76 increasing their positions, 52 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,400% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $68K

46% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 52

8% more capital invested

Capital invested by funds: $405M → $437M (+$31.5M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% less funds holding

Funds holding: 210209 (-1)

4% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 26

1.98% less ownership

Funds ownership: 47.88%45.9% (-2%)

Holders
209
Holders Change
-1
Holders Change %
-0.48%
% of All Funds
3.32%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
25
Increased
76
Reduced
52
Closed
26
Calls
$1.02M
Puts
$68K
Net Calls
+$952K
Net Calls Change
+$1.11M
Name Holding Trade Value Shares
Change
Change in
Stake
CC
101
Claybrook Capital
Massachusetts
$225K
DC
102
Davenport & Co
Virginia
$223K +$108K +12,504 +100%
SWM
103
SeaCrest Wealth Management
New York
$222K +$120 +14 +0.1%
Fisher Asset Management
104
Fisher Asset Management
Washington
$216K -$1.72K -200 -0.8%
CAN
105
Cetera Advisor Networks
California
$216K +$102K +11,872 +96%
PFGIA
106
Patriot Financial Group Insurance Agency
Massachusetts
$212K -$32.3K -3,752 -14%
EGA
107
Eagle Global Advisors
Texas
$210K +$202K +23,525 New
Envestnet Asset Management
108
Envestnet Asset Management
Illinois
$200K -$34.6K -4,020 -15%
Cetera Investment Advisers
109
Cetera Investment Advisers
Illinois
$196K +$50.9K +5,909 +37%
GIM
110
Greenwich Investment Management
Connecticut
$189K -$9.79K -1,137 -5%
BL
111
BFSG LLC
California
$186K +$180K +20,910 New
SG Americas Securities
112
SG Americas Securities
New York
$183K -$137K -15,960 -44%
FIA
113
Foundations Investment Advisors
Arizona
$178K -$1.02K -119 -0.6%
ACM
114
AlphaStar Capital Management
North Carolina
$177K
AWA
115
Arkadios Wealth Advisors
Georgia
$177K +$42.2K +4,904 +33%
EAM
116
Empirical Asset Management
Massachusetts
$176K +$4.79K +556 +3%
RFN
117
Redwood Financial Network
Ohio
$176K +$508 +59 +0.3%
KAS
118
Kestra Advisory Services
Texas
$174K +$2.35K +273 +1%
AF
119
Allworth Financial
California
$166K +$207 +24 +0.1%
QT
120
Quantbot Technologies
New York
$166K +$18.9K +2,191 +13%
HKIMG
121
Hutchens & Kramer Investment Management Group
Indiana
$162K -$41K -4,769 -21%
CAGAS
122
Capital Advisory Group Advisory Services
Minnesota
$159K +$4.3K +500 +3%
GRP
123
Global Retirement Partners
California
$158K -$9.73K -1,130 -6%
FMWA
124
Forvis Mazars Wealth Advisors
Missouri
$154K
Qube Research & Technologies (QRT)
125
Qube Research & Technologies (QRT)
United Kingdom
$152K +$146K +17,017 New

BBDC Hedge Fund Activity: Q3 2023 in Review

209 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2023, worth a combined $437M — up 7.8% from $405M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of BBDC and 25 opened new positions — a net loss of 1 holder — while 52 trimmed existing stakes and 76 added.

The largest buyer was Two Sigma Advisers, adding an estimated $4.65M. The largest seller was Rivernorth Capital Management, cutting an estimated $26.1M.

  • 209 institutional investors held Barings BDC (BBDC) as of Q3 2023, down from 210 in Q2 2023.
  • Funds reported $437M of Barings BDC stock for Q3 2023, up 7.8% quarter-over-quarter.
  • 25 funds opened new Barings BDC positions in Q3 2023 and 26 closed out, a net change of -1 holder.
  • The largest Barings BDC buyer in Q3 2023 was Two Sigma Advisers, an estimated $4.65M added.
  • The largest Barings BDC seller in Q3 2023 was Rivernorth Capital Management, an estimated $26.1M sold.

Based on aggregated 13F filings for Q3 2023.