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Axsome Therapeutics

163 hedge funds and large institutions have $1.34B invested in Axsome Therapeutics in 2020 Q1 according to their latest regulatory filings, with 45 funds opening new positions, 64 increasing their positions, 40 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 40

45% more call options, than puts

Call options by funds: $107M | Put options by funds: $73.4M

0.82% more ownership

Funds ownership: 60.79%61.61% (+0.82%)

4% less first-time investments, than exits

New positions opened: 45 | Existing positions closed: 47

4% less funds holding

Funds holding: 169163 (-6)

33% less funds holding in top 10

Funds holding in top 10: 128 (-4)

42% less capital invested

Capital invested by funds: $2.31B → $1.34B (-$965M)

Holders
163
Holders Change
-6
Holders Change %
-3.55%
% of All Funds
3.59%
Holding in Top 10
8
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-33.33%
% of All Funds
0.18%
New
45
Increased
64
Reduced
40
Closed
47
Calls
$107M
Puts
$73.4M
Net Calls
+$33.3M
Net Calls Change
-$91.2M
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$133M +$7.69M +94,404 +4%
RCM
2
RA Capital Management
Massachusetts
$112M +$125M +1,536,278 +418%
Vanguard Group
3
Vanguard Group
Pennsylvania
$82M +$2.6M +31,862 +2%
IAM
4
Iridian Asset Management
Connecticut
$69M +$42.2M +517,775 +79%
RI
5
RTW Investments
New York
$61.9M +$2.13M +26,156 +3%
ACM
6
Alethea Capital Management
Washington
$58.3M -$719K -8,826 -0.9%
BBA
7
Baker Bros. Advisors
New York
$52.3M +$4.89M +60,000 +7%
VA
8
VR Adviser
New York
$47.7M +$66M +810,000 New
Citadel Advisors
9
Citadel Advisors
Florida
$44.9M +$15.1M +185,851 +32%
T. Rowe Price Associates
10
T. Rowe Price Associates
Maryland
$43.9M -$70.2M -861,631 -54%
Point72 Asset Management
11
Point72 Asset Management
Connecticut
$40.3M +$55.8M +684,254 New
State Street
12
State Street
Massachusetts
$38.9M +$2.58M +31,639 +5%
Invesco
13
Invesco
Georgia
$38.7M +$3.82M +46,863 +8%
CAM
14
Cormorant Asset Management
Massachusetts
$29.4M -$8.15M -100,000 -17%
PAMU
15
Pictet Asset Management (UK)
United Kingdom
$26.4M +$25.3M +310,963 +225%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$24.2M +$3.52M +43,229 +12%
Stifel Financial
17
Stifel Financial
Missouri
$23.8M
Fidelity Investments
18
Fidelity Investments
Massachusetts
$21.3M +$91.9K +1,128 +0.3%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$21.1M +$22.4M +275,232 +330%
Northern Trust
20
Northern Trust
Illinois
$20.9M +$1.87M +22,931 +7%
ACP
21
Acuta Capital Partners
California
$18.1M -$24.4M -299,000 -49%
Norges Bank
22
Norges Bank
Norway
$18.1M +$25.1M +308,392 New
AllianceBernstein
23
AllianceBernstein
Tennessee
$17.6M +$2.6M +31,966 +12%
Fidelity International
24
Fidelity International
Bermuda
$15.6M +$5.37M +65,934 +33%
DCM
25
Driehaus Capital Management
Illinois
$15.4M -$1.07M -13,176 -5%

AXSM Hedge Fund Activity: Q1 2020 in Review

163 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Axsome Therapeutics (AXSM) for Q1 2020, worth a combined $1.34B — down 42% from $2.31B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of AXSM and 45 opened new positions — a net loss of 2 holders — while 40 trimmed existing stakes and 64 added.

The largest buyer was RA Capital Management, adding an estimated $125M. The largest seller was T. Rowe Price Associates, cutting an estimated $70.2M.

  • 163 institutional investors held Axsome Therapeutics (AXSM) as of Q1 2020, down from 169 in Q4 2019.
  • Funds reported $1.34B of Axsome Therapeutics stock for Q1 2020, down 42% quarter-over-quarter.
  • 45 funds opened new Axsome Therapeutics positions in Q1 2020 and 47 closed out, a net change of -2 holders.
  • The largest Axsome Therapeutics buyer in Q1 2020 was RA Capital Management, an estimated $125M added.
  • The largest Axsome Therapeutics seller in Q1 2020 was T. Rowe Price Associates, an estimated $70.2M sold.

Based on aggregated 13F filings for Q1 2020.