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Axsome Therapeutics

35 hedge funds and large institutions have $12.2M invested in Axsome Therapeutics in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more call options, than puts

Call options by funds: $16K | Put options by funds: $9K

0% more funds holding

Funds holding: 3535 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

2.51% less ownership

Funds ownership: 15.97%13.46% (-2.5%)

7% less capital invested

Capital invested by funds: $13.1M → $12.2M (-$932K)

33% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 9

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
6
Reduced
9
Closed
8
Calls
$16K
Puts
$9K
Net Calls
+$7K
Net Calls Change
+$97K
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.98M -$23.4K -7,904 -1%
ACM
2
Alethea Capital Management
Washington
$1.89M +$820K +276,620 +102%
SCM
3
Sio Capital Management
New York
$1.44M +$661K +223,168 +115%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.44M -$1.68M -565,698 -58%
Stifel Financial
5
Stifel Financial
Missouri
$1.39M
RA
6
Royce & Associates
New York
$1.15M -$1.65M -556,000 -63%
OPPM
7
Opus Point Partners Management
New York
$415K -$39.6K -13,350 -10%
ECM
8
Endurant Capital Management
California
$328K +$282K +95,185 New
Geode Capital Management
9
Geode Capital Management
Massachusetts
$325K
BCM
10
Bridgeway Capital Management
Texas
$304K
Jacobs Levy Equity Management
11
Jacobs Levy Equity Management
New Jersey
$219K +$188K +63,365 New
BlackRock
12
BlackRock
New York
$193K +$6.51K +2,195 +4%
Mariner
13
Mariner
Kansas
$143K
JP Morgan Chase
14
JP Morgan Chase
New York
$140K -$121K -40,980 -50%
WVP
15
Worth Venture Partners
New Jersey
$138K +$119K +40,000 New
Northern Trust
16
Northern Trust
Illinois
$105K
BWP
17
Baldwin Wealth Partners
Massachusetts
$105K +$14.8K +5,000 +20%
Walleye Trading
18
Walleye Trading
New York
$98K
SAMH
19
Shanda Asset Management Holdings
British Virgin Islands
$69K
Walleye Capital
20
Walleye Capital
New York
$62K +$52.9K +17,838 New
JMFC
21
J.M. Forbes & Co
Massachusetts
$52K
Group One Trading
22
Group One Trading
Illinois
$46K +$10.3K +3,460 +36%
Wells Fargo
23
Wells Fargo
California
$39K -$8.89K -3,000 -21%
IP
24
Intellectus Partners
California
$36K
SSB
25
Sandy Spring Bank
Maryland
$30K

AXSM Hedge Fund Activity: Q3 2018 in Review

35 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Axsome Therapeutics (AXSM) for Q3 2018, worth a combined $12.2M — down 7.1% from $13.1M a quarter earlier.

Fund positioning in AXSM was balanced in Q3 2018: 8 funds opened new positions, 8 closed out, 6 added to existing stakes and 9 trimmed.

The largest buyer was Alethea Capital Management, adding an estimated $820K. The largest seller was Fidelity Investments, cutting an estimated $1.68M.

  • 35 institutional investors held Axsome Therapeutics (AXSM) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $12.2M of Axsome Therapeutics stock for Q3 2018, down 7.1% quarter-over-quarter.
  • 8 funds opened new Axsome Therapeutics positions in Q3 2018 and 8 closed out, a net change of 0 holders.
  • The largest Axsome Therapeutics buyer in Q3 2018 was Alethea Capital Management, an estimated $820K added.
  • The largest Axsome Therapeutics seller in Q3 2018 was Fidelity Investments, an estimated $1.68M sold.

Based on aggregated 13F filings for Q3 2018.