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Axsome Therapeutics

171 hedge funds and large institutions have $627M invested in Axsome Therapeutics in 2021 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 67 increasing their positions, 39 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 39

5% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 37

3% less funds holding

Funds holding: 176171 (-5)

8.94% less ownership

Funds ownership: 59.54%50.59% (-8.9%)

15% less call options, than puts

Call options by funds: $49M | Put options by funds: $57.3M

58% less capital invested

Capital invested by funds: $1.51B → $627M (-$880M)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
171
Holders Change
-5
Holders Change %
-2.84%
% of All Funds
2.99%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
35
Increased
67
Reduced
39
Closed
37
Calls
$49M
Puts
$57.3M
Net Calls
-$8.37M
Net Calls Change
+$23.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$4.83M +$316K +8,107 +6%
SEI Investments
27
SEI Investments
Pennsylvania
$4.81M -$15.1K -388 -0.3%
Millennium Management
28
Millennium Management
New York
$4.53M -$3.1M -79,514 -37%
PCM
29
Peregrine Capital Management
Minnesota
$3.82M -$896K -22,996 -17%
JSMC
30
Jess S. Morgan & Co
California
$3.74M +$1.78M +45,595 +67%
MB
31
MPM BioImpact
Massachusetts
$3.63M +$4.29M +110,155 New
BBL
32
Beck Bode LLC
Massachusetts
$3.37M +$3.98M +102,127 New
CS
33
Credit Suisse
Switzerland
$3.25M +$2.53M +64,955 +193%
Tudor Investment Corp
34
Tudor Investment Corp
Connecticut
$2.98M +$2.48M +63,668 +239%
SG Americas Securities
35
SG Americas Securities
New York
$2.74M +$1.54M +39,559 +91%
PA
36
Perceptive Advisors
New York
$2.65M -$18.5M -473,488 -85%
Deutsche Bank
37
Deutsche Bank
Germany
$2.65M +$1.33M +34,029 +74%
HWAM
38
Hennion & Walsh Asset Management
New Jersey
$2.64M +$155K +3,984 +5%
WCM Investment Management
39
WCM Investment Management
California
$2.44M +$14.5K +371 +0.5%
CM
40
Caption Management
Oklahoma
$2.27M +$2.69M +69,000 New
Swiss National Bank
41
Swiss National Bank
Switzerland
$1.76M
ECM
42
Endurant Capital Management
California
$1.72M +$2.03M +52,048 New
MAP
43
Moody Aldrich Partners
Massachusetts
$1.68M +$269K +6,914 +16%
CSS
44
Cubist Systematic Strategies
Connecticut
$1.56M +$1.84M +47,284 New
Citigroup
45
Citigroup
New York
$1.54M +$1.53M +39,289 +518%
Balyasny Asset Management
46
Balyasny Asset Management
Illinois
$1.47M +$1.73M +44,509 New
Walleye Trading
47
Walleye Trading
New York
$1.47M +$1.71M +43,942 +8,824%
Goldman Sachs
48
Goldman Sachs
New York
$1.44M +$65.5K +1,681 +4%
ERSOT
49
Employees Retirement System of Texas
Texas
$1.38M +$935K +24,000 +133%
BWP
50
Baldwin Wealth Partners
Massachusetts
$1.38M +$663K +17,000 +68%

AXSM Hedge Fund Activity: Q3 2021 in Review

171 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Axsome Therapeutics (AXSM) for Q3 2021, worth a combined $627M — down 58% from $1.51B a quarter earlier.

Sellers outnumbered buyers: 37 funds closed out of AXSM and 35 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 67 added.

The largest buyer was Bellevue Group, adding an estimated $15.6M. The largest seller was RA Capital Management, exiting entirely with an estimated $112M sold.

  • 171 institutional investors held Axsome Therapeutics (AXSM) as of Q3 2021, down from 176 in Q2 2021.
  • Funds reported $627M of Axsome Therapeutics stock for Q3 2021, down 58% quarter-over-quarter.
  • 35 funds opened new Axsome Therapeutics positions in Q3 2021 and 37 closed out, a net change of -2 holders.
  • The largest Axsome Therapeutics buyer in Q3 2021 was Bellevue Group, an estimated $15.6M added.
  • The largest Axsome Therapeutics seller in Q3 2021 was RA Capital Management, an estimated $112M sold.

Based on aggregated 13F filings for Q3 2021.