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Xtrackers Harvest CSI 300 China A-Shares ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DC
1
Davenport & Co
Virginia
$27.3M +$8.7M +391,922 +48%
Morgan Stanley
2
Morgan Stanley
New York
$8.68M +$3.94M +177,503 +85%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$8.12M +$5.52M +248,778 +221%
U
4
UBS
Switzerland
$6.97M -$3.62M -163,200 -34%
Deutsche Bank
5
Deutsche Bank
Germany
$5.27M +$3.09M +139,414 +146%
BNP Paribas Financial Markets
6
BNP Paribas Financial Markets
France
$3.37M +$3.33M +150,000 New
SG Americas Securities
7
SG Americas Securities
New York
$2.04M -$1.51M -67,973 -43%
HSBC Holdings
8
HSBC Holdings
United Kingdom
$1.35M +$222K +10,000 +20%
ID
9
Integral Derivatives
New York
$1.27M +$1.25M +56,400 New
Mariner
10
Mariner
Kansas
$1.21M +$23.4K +1,053 +2%
BCM
11
Bluefin Capital Management
New York
$1.2M +$80.9K +3,644 +7%
CA
12
Cetera Advisors
Colorado
$946K +$387K +17,431 +71%
Bank of America
13
Bank of America
North Carolina
$936K +$57.2K +2,577 +7%
BCMU
14
BlueCrest Capital Management (UK)
Guernsey
$674K +$66.6K +3,000 +11%
GPC
15
Glacier Peak Capital
Washington
$669K +$661K +29,792 New
ACM
16
Avalon Capital Management
California
$647K -$677K -30,518 -51%
FIG
17
Fusion Investment Group
Pennsylvania
$528K +$347K +15,638 +199%
Parallax Volatility Advisers
18
Parallax Volatility Advisers
California
$499K +$493K +22,205 New
FAAS
19
First Allied Advisory Services
California
$460K +$455K +20,518 New
Bank of New York Mellon
20
Bank of New York Mellon
New York
$355K
PRCM
21
Pine River Capital Management
Minnesota
$317K +$313K +14,100 New
Creative Planning
22
Creative Planning
Kansas
$181K -$135K -6,102 -43%
PVH
23
Psagot Value Holdings
Israel
$54K +$53.3K +2,400 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$11K -$416K -18,739 -97%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$4K -$153K -6,900 -97%