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Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$19.9M +$11.2M +451,602 +132%
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$17.3M -$12.1M -488,308 -42%
AL
3
AJO LP
Pennsylvania
$16.3M +$5.88M +236,416 +57%
QIM
4
Quantitative Investment Management
Virginia
$12.1M +$9.9M +398,100 +477%
FMLI
5
Fukoku Mutual Life Insurance
Japan
$9.4M – – –
Citigroup
6
Citigroup
New York
$7.36M -$3.57M -143,700 -33%
PPA
7
Parametric Portfolio Associates
Washington
$6.07M -$18.6M -746,900 -76%
Bank of America
8
Bank of America
North Carolina
$4.54M +$4.47M +179,658 +21,963%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.17M -$525K -21,103 -11%
UBS Group
10
UBS Group
Switzerland
$3.59M -$89.1K -3,584 -2%
Millennium Management
11
Millennium Management
New York
$3.04M +$2.49K +100 +0.1%
OMC
12
Old Mission Capital
Illinois
$3.02M -$2.92M -117,560 -49%
PPFA
13
Provida Pension Fund Administrator
Chile
$2.14M +$2.11M +85,041 New
Jane Street
14
Jane Street
New York
$1.43M -$8.78M -352,909 -86%
BCI
15
Brinker Capital Investments
Pennsylvania
$1.26M -$224K -9,000 -15%
OIM
16
Orca Investment Management
Oregon
$1.23M +$1.21M +48,747 New
Prudential Financial
17
Prudential Financial
New Jersey
$1.02M -$67.1K -2,700 -6%
JHIU
18
Janus Henderson Investors US
Colorado
$1.01M -$1.02M -41,063 -51%
NVCHI
19
New Vernon Capital Holdings II
New Jersey
$1M +$741K +29,783 +295%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$843K +$60.2K +2,419 +8%
NCMW
21
Northern Capital Management (Wisconsin)
Wisconsin
$838K +$830K +33,365 New
Citadel Advisors
22
Citadel Advisors
Florida
$802K +$793K +31,906 New
Calamos Advisors
23
Calamos Advisors
Illinois
$768K +$760K +30,550 New
Wells Fargo
24
Wells Fargo
California
$742K +$671K +26,972 +1,059%
BPC
25
Banque Pictet & Cie
Switzerland
$714K -$15.9K -640 -2%
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