Mariner’s Xtrackers Harvest CSI 300 China A-Shares ETF ASHR Stock Holding History

Mariner’s Portfolio ASHR Stock Details ASHR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-51,514	Closed	-$1.33M	–	386
2014 Q3	$1.33M	Sell	51,514 -2,207	-4%	-$54K	0.15%	122
2014 Q2	$1.21M	Buy	53,721 +1,053	+2%	+$23.4K	0.13%	137
2014 Q1	$1.15M	Sell	52,668 -398	-0.8%	-$9.08K	0.15%	134
2013 Q4	$1.31M	Buy	+53,066	New	+$1.33M	0.16%	128

Other funds holding ASHR

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PVH

Psagot Value Holdings Tel Aviv, Israel $11M AUM 32.09% 1-Year Est. Return

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

HCMT

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

FMLI

Fukoku Mutual Life Insurance Tokyo, Japan $1.53B AUM 29.94% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Mariner's ASHR Position: Q4 2014 in Review

Mariner sold out of Xtrackers Harvest CSI 300 China A-Shares ETF (ASHR) in Q4 2014, closing a stake of 51,514 shares — an estimated $1.33M sold.

Mariner first reported a position in ASHR in Q4 2013 and held it in 4 quarters. The position peaked at $1.33M in Q3 2014. 66 funds tracked by Wall St. Rank hold ASHR as of Q4 2014.

Mariner reported no remaining Xtrackers Harvest CSI 300 China A-Shares ETF position as of Q4 2014 after selling out during the quarter.
Mariner sold 51,514 Xtrackers Harvest CSI 300 China A-Shares ETF shares in Q4 2014, an estimated $1.33M.
Mariner first reported a position in Xtrackers Harvest CSI 300 China A-Shares ETF in Q4 2013 and held it in 4 quarters.
Mariner's Xtrackers Harvest CSI 300 China A-Shares ETF position peaked at $1.33M in Q3 2014.
66 funds tracked by Wall St. Rank held Xtrackers Harvest CSI 300 China A-Shares ETF as of Q4 2014.

Based on Mariner's 13F filing for Q4 2014, filed 13 Feb 2015.