ARE.PRD

Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock

ARE.PRD

Market cap $89M

Delisted

ARE.PRD was delisted on the 4th of October, 2019.

25 hedge funds and large institutions have $65.6M invested in Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock in 2018 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 1 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+8.7%

% of All Funds

0.57%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.02%

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	MA 1 MUFG Americas New York	$1.42M
2	2 UBS Group Zurich, Switzerland	$208K
3	CWSR 3 Chessman Wealth Strategies RIA Dallas, Texas	$87K
4	WAM 4 Wolverine Asset Management Chicago, Illinois	$774K
5	ES 5 Equitec Specialists Chicago, Illinois	$522K

Top Sellers

1	PI 1 Putnam Investments Boston, Massachusetts	$5.7M
2	2 Northern Trust Chicago, Illinois	$0
3	3 Invesco Atlanta, Georgia	$1.82M
4	FFA 4 First Foundation Advisors Irvine, California	$2.36M
5	5 Morgan Stanley New York	$1.44M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	WAM 1 Weiss Asset Management Boston, Massachusetts	$9.54M	275,000	–	–
2	2 Thrivent Financial for Lutherans Minneapolis, Minnesota	$9.39M	270,721	–	–
3	SCRM 3 Security Capital Research & Management Chicago, Illinois	$8.77M	252,900	–	–
4	4 Fidelity Investments Boston, Massachusetts	$7.88M	227,150	+150	+0.1%
5	LCM 5 LDR Capital Management New York	$5.75M	165,618	+250	+0.2%
6	PI 6 Putnam Investments Boston, Massachusetts	$5.7M	164,323	-14,245	-8%
7	AGC 7 Angelo Gordon & Co New York	$3.47M	100,000	–	–
8	FFA 8 First Foundation Advisors Irvine, California	$2.36M	67,919	-983	-1%
9	LTI 9 Laffer Tengler Investments Nashville, Tennessee	$1.82M	51,770	+72	+0.1%
10	10 Invesco Atlanta, Georgia	$1.82M	52,321	-1,700	-3%
11	11 Millennium Management New York	$1.62M	46,627	–	–
12	PFC 12 Phocas Financial Corp Alameda, California	–	–	–	–
13	13 Morgan Stanley New York	$1.44M	41,629	-415	-1%
14	MA 14 MUFG Americas New York	$1.42M	40,807	+40,807	New
15	WAM 15 Wolverine Asset Management Chicago, Illinois	$774K	22,374	+1,763	+9%
16	16 Bank of America Charlotte, North Carolina	$527K	15,195	+500	+3%
17	ES 17 Equitec Specialists Chicago, Illinois	$522K	15,039	+614	+4%
18	DLG 18 Daniel L. Goodwin	$301K	8,650	–	–
19	19 UBS Group Zurich, Switzerland	$208K	6,014	+3,214	+115%
20	LFAS 20 Level Four Advisory Services Dallas, Texas	$207K	5,975	–	–
21	SIM 21 Sonora Investment Management Tucson, Arizona	$145K	4,178	–	–
22	22 Royal Bank of Canada Toronto, Ontario, Canada	–	–	–	–
23	ECM 23 EII Capital Management New York	$103K	3,000	–	–
24	CWSR 24 Chessman Wealth Strategies RIA Dallas, Texas	$87K	2,500	+2,500	New
25	25 Wells Fargo San Francisco, California	$42K	1,224	+1	+0.1%