ARE.PRD

Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock

ARE.PRD

Market cap $89M

Delisted

ARE.PRD was delisted on the 4th of October, 2019.

21 hedge funds and large institutions have $48.8M invested in Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 3 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+5%

% of All Funds

0.48%

Holding in Top 10

Holding in Top 10 Change

Holding in Top 10 Change %

% of All Funds

0.02%

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	LCM 1 LDR Capital Management New York	$5.93M
2	PFC 2 Phocas Financial Corp Alameda, California	$1.76M
3	3 Invesco Atlanta, Georgia	$664K
4	WAM 4 Wolverine Asset Management Chicago, Illinois	$313K
5	SIM 5 Sonora Investment Management Tucson, Arizona	$155K

Top Sellers

1	ICA 1 Infrastructure Capital Advisors New York	$0
2	2 Lazard Asset Management New York	$1.1M
3	3 Bank of America Charlotte, North Carolina	$805K
4	4 PNC Financial Services Group Pittsburgh, Pennsylvania	$0
5	5 Morgan Stanley New York	$2.01M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	SCRM 1 Security Capital Research & Management Chicago, Illinois	$9.36M	252,900	–	–
2	2 Fidelity Investments Boston, Massachusetts	$8.4M	227,000	–	–
3	PI 3 Putnam Investments Boston, Massachusetts	$6.6M	178,568	–	–
4	LCM 4 LDR Capital Management New York	$5.93M	160,898	+160,898	New
5	FM 5 Forward Management San Francisco, California	$3.87M	102,798	–	–
6	FFA 6 First Foundation Advisors Irvine, California	$2.51M	67,747	+3,029	+5%
7	LTI 7 Laffer Tengler Investments Nashville, Tennessee	$2.23M	59,718	-280	-0.5%
8	8 Morgan Stanley New York	$2.01M	54,429	-925	-2%
9	PFC 9 Phocas Financial Corp Alameda, California	$1.76M	47,591	+47,591	New
10	10 Millennium Management New York	$1.69M	45,727	+2,535	+6%
11	11 Lazard Asset Management New York	$1.1M	30,036	-5,303	-15%
12	12 Bank of America Charlotte, North Carolina	$805K	21,760	-3,255	-13%
13	13 Invesco Atlanta, Georgia	$664K	17,953	+6,870	+62%
14	14 Thrivent Financial for Lutherans Minneapolis, Minnesota	$465K	12,721	–	–
15	DLG 15 Daniel L. Goodwin	$320K	8,650	–	–
16	WAM 16 Wolverine Asset Management Chicago, Illinois	$313K	8,476	+5,176	+157%
17	17 Northern Trust Chicago, Illinois	$286K	7,735	–	–
18	SIM 18 Sonora Investment Management Tucson, Arizona	$155K	4,178	+4,178	New
19	19 Royal Bank of Canada Toronto, Ontario, Canada	–	–	–	–
20	ECM 20 EII Capital Management New York	$111K	3,000	+3,000	New
21	21 UBS Group Zurich, Switzerland	$95K	2,577	-842	-25%
22	22 Nuveen Asset Management Chicago, Illinois	–	–	–	–
23	ICA 23 Infrastructure Capital Advisors New York	–	–	-17,045	Closed
24	24 PNC Financial Services Group Pittsburgh, Pennsylvania	–	–	-2,400	Closed
25	TDC 25 Thompson Davis & Co Richmond, Virginia	–	–	-110	Closed