ARE.PRD

Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock

ARE.PRD

Market cap $89M

Delisted

ARE.PRD was delisted on the 4th of October, 2019.

33 hedge funds and large institutions have $186M invested in Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 8 reducing their positions, and 6 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-1

Holders Change %

-2.94%

% of All Funds

0.88%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.03%

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	GLI 1 Guardian Life Insurance New York	$11.4M
2	2 Thrivent Financial for Lutherans Minneapolis, Minnesota	$5.53M
3	LTI 3 Laffer Tengler Investments Nashville, Tennessee	$2.05M
4	ACM 4 Advent Capital Management New York	$46.8M
5	5 Fidelity Investments Boston, Massachusetts	$9.4M

Top Sellers

1	KG 1 Killen Group Berwyn, Pennsylvania	$0
2	2 Ameriprise Minneapolis, Minnesota	$17.4M
3	AGC 3 Angelo Gordon & Co New York	$0
4	4 Nomura Holdings Tokyo, Japan	$0
5	OCM 5 Oaktree Capital Management Los Angeles, California	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	ACM 1 Advent Capital Management New York	$46.8M	1,599,560	+44,750	+3%
2	2 Allianz Asset Management Munich, Germany	$31.7M	1,082,900	–	–
3	3 Ameriprise Minneapolis, Minnesota	$17.4M	596,300	-293,700	-33%
4	GLI 4 Guardian Life Insurance New York	$11.4M	390,000	+390,000	New
5	PI 5 Putnam Investments Boston, Massachusetts	$10.3M	351,848	-21,348	-6%
6	6 Fidelity Investments Boston, Massachusetts	$9.4M	327,000	+15,850	+5%
7	7 Cohen & Steers New York	$8.77M	301,256	–	–
8	SCRM 8 Security Capital Research & Management Chicago, Illinois	$7.48M	255,800	–	–
9	9 Bank of Montreal Toronto, Ontario, Canada	–	–	–	–
10	SIM 10 SSI Investment Management Los Angeles, California	$5.75M	198,000	-72,000	-27%
11	11 Thrivent Financial for Lutherans Minneapolis, Minnesota	$5.53M	187,500	+187,500	New
12	12 Neuberger Berman Group New York	$5.5M	188,042	-10,308	-5%
13	IP 13 InvenTrust Properties Downers Grove, Illinois	$3.83M	131,037	–	–
14	FM 14 Forward Management San Francisco, California	$2.99M	102,798	–	–
15	FFA 15 First Foundation Advisors Irvine, California	$2.64M	90,268	+2,735	+3%
16	16 ClearBridge Investments New York	$2.37M	80,890	-3,140	-4%
17	LTI 17 Laffer Tengler Investments Nashville, Tennessee	$2.05M	70,360	+70,360	New
18	18 Morgan Stanley New York	$1.45M	49,677	+575	+1%
19	19 Bank of America Charlotte, North Carolina	$1.24M	42,444	-33,904	-44%
20	WAM 20 Wolverine Asset Management Chicago, Illinois	$818K	28,142	+7,186	+34%
21	HK 21 Horizon Kinetics New York	$419K	14,336	+14,336	New
22	22 Wells Fargo San Francisco, California	$373K	12,760	–	–
23	DLG 23 Daniel L. Goodwin	$311K	10,650	–	–
24	24 Northern Trust Chicago, Illinois	$226K	7,735	–	–
25	SIM 25 Sonora Investment Management Tucson, Arizona	$128K	4,178	–	–