ARE.PRD

Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock

ARE.PRD

Market cap $89M

Delisted

ARE.PRD was delisted on the 4th of October, 2019.

30 hedge funds and large institutions have $197M invested in Alexandria Real Estate Equities, Inc. 7.00% Series D Cumulative Convertible Preferred Stock in 2016 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 11 reducing their positions, and 4 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-3

Holders Change %

-9.09%

% of All Funds

0.8%

Holding in Top 10

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

0.03%

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	1 Nuveen Asset Management Chicago, Illinois	$12.8M
2	2 Lazard Asset Management New York	$1.09M
3	3 Bank of America Charlotte, North Carolina	$1.51M
4	4 UBS Group Zurich, Switzerland	$58K
5	5 Creative Planning Overland Park, Kansas	$29K

Top Sellers

1	ACM 1 Advent Capital Management New York	$42.8M
2	2 Cohen & Steers New York	$0
3	SIM 3 SSI Investment Management Los Angeles, California	$2.56M
4	4 Ameriprise Minneapolis, Minnesota	$16.6M
5	5 ClearBridge Investments New York	$1.05M

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	ACM 1 Advent Capital Management New York	$42.8M	1,256,476	-343,084	-21%
2	2 Allianz Asset Management Munich, Germany	$36.9M	1,082,900	–	–
3	3 Ameriprise Minneapolis, Minnesota	$16.6M	486,935	-109,365	-18%
4	GLI 4 Guardian Life Insurance New York	$13.3M	390,000	–	–
5	5 Nuveen Asset Management Chicago, Illinois	$12.8M	372,961	+34,667	+10%
6	6 Fidelity Investments Boston, Massachusetts	$11.2M	327,000	–	–
7	PI 7 Putnam Investments Boston, Massachusetts	$10.8M	318,118	-33,730	-10%
8	SCRM 8 Security Capital Research & Management Chicago, Illinois	$8.72M	255,800	–	–
9	9 Bank of Montreal Toronto, Ontario, Canada	–	–	–	–
10	10 Thrivent Financial for Lutherans Minneapolis, Minnesota	$6.44M	187,500	–	–
11	11 Neuberger Berman Group New York	$6.27M	183,925	-4,117	-2%
12	IP 12 InvenTrust Properties Downers Grove, Illinois	$4.47M	131,037	–	–
13	FM 13 Forward Management San Francisco, California	$3.51M	102,798	–	–
14	SIM 14 SSI Investment Management Los Angeles, California	$2.56M	75,000	-123,000	-62%
15	FFA 15 First Foundation Advisors Irvine, California	$2.43M	71,164	-19,104	-21%
16	LTI 16 Laffer Tengler Investments Nashville, Tennessee	$2.34M	69,331	-1,029	-1%
17	17 Morgan Stanley New York	$1.64M	48,107	-1,570	-3%
18	18 Bank of America Charlotte, North Carolina	$1.51M	44,136	+1,692	+4%
19	19 Lazard Asset Management New York	$1.09M	32,058	+32,058	New
20	20 ClearBridge Investments New York	$1.05M	30,890	-50,000	-62%
21	21 Wells Fargo San Francisco, California	$435K	12,760	–	–
22	HK 22 Horizon Kinetics New York	$374K	10,976	-3,360	-23%
23	DLG 23 Daniel L. Goodwin	$363K	10,650	–	–
24	WAM 24 Wolverine Asset Management Chicago, Illinois	$359K	10,623	-17,519	-62%
25	25 Northern Trust Chicago, Illinois	$264K	7,735	–	–