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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$3.55M +$100K +38,110 +2%
SCM
2
Stonepine Capital Management
Oregon
$3.23M +$85.4K +32,528 +2%
CI
3
CPMG Inc
Texas
$2.55M +$150K +57,163 +4%
GS
4
Gagnon Securities
New York
$1.94M +$33.4K +12,712 +1%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$1.05M
GA
6
Gagnon Advisors
New York
$998K
Vanguard Group
7
Vanguard Group
Pennsylvania
$982K
PM
8
Prosight Management
Texas
$648K +$467K +177,926 +112%
Goldman Sachs
9
Goldman Sachs
New York
$296K
NSEDCP
10
NJ State Employees Deferred Compensation Plan
New Jersey
$250K
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$235K
BCM
12
Bridgeway Capital Management
Texas
$228K +$39.4K +15,000 +14%
Renaissance Technologies
13
Renaissance Technologies
New York
$172K +$9.19K +3,500 +4%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$119K
AAP
15
Ardsley Advisory Partners
Connecticut
$96K
FPC
16
Falcon Point Capital
California
$70K -$14.9K -5,664 -13%
BlackRock
17
BlackRock
New York
$65K -$4.06K -1,548 -4%
Northern Trust
18
Northern Trust
Illinois
$47K
PC
19
PA Capital
Virginia
$42K +$57.9K +22,048 New
UOTTAIMCU
20
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$30K
UBS Group
21
UBS Group
Switzerland
$10K +$12.1K +4,611 +848%
Victory Capital Management
22
Victory Capital Management
Texas
$5K +$6.29K +2,395 New
VFA
23
Valeo Financial Advisors
Indiana
$1K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1K +$885 +337 New
RE
25
RBC Europe
United Kingdom
$2