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APEN

Apollo Endosurgery, Inc.

Delisted

APEN was delisted on the 3rd of April, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Stonepine Capital Management
Oregon
$8.39M
NCM
2
Nantahala Capital Management
Connecticut
$5.88M -$356K -100,000 -5%
CI
3
CPMG Inc
Texas
$4.13M
GS
4
Gagnon Securities
New York
$3.12M +$341K +95,853 +11%
Luther King Capital Management (LKCM)
5
Luther King Capital Management (LKCM)
Texas
$1.78M
GA
6
Gagnon Advisors
New York
$1.69M
Vanguard Group
7
Vanguard Group
Pennsylvania
$1.34M +$552K +155,263 +61%
Russell Investments Group
8
Russell Investments Group
United Kingdom
$1.11M -$45K -12,646 -4%
Goldman Sachs
9
Goldman Sachs
New York
$502K
NSEDCP
10
NJ State Employees Deferred Compensation Plan
New Jersey
$423K
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$409K +$9.78K +2,749 +2%
BCM
12
Bridgeway Capital Management
Texas
$260K +$285K +80,000 New
Renaissance Technologies
13
Renaissance Technologies
New York
$243K +$12.8K +3,600 +5%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$202K
AAP
15
Ardsley Advisory Partners
Connecticut
$155K
FPC
16
Falcon Point Capital
California
$132K -$86.3K -24,250 -37%
BlackRock
17
BlackRock
New York
$122K +$39.9K +11,229 +42%
Northern Trust
18
Northern Trust
Illinois
$83K
Jacobs Levy Equity Management
19
Jacobs Levy Equity Management
New Jersey
$62K +$7.05K +1,983 +12%
UOTTAIMCU
20
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$51K
Bank of New York Mellon
21
Bank of New York Mellon
New York
$38K -$1.33K -375 -3%
RWA
22
Ropes Wealth Advisors
Massachusetts
$5K
UBS Group
23
UBS Group
Switzerland
$4K -$654 -184 -13%
TRCT
24
Tower Research Capital (TRC)
New York
$2K +$2.15K +603 New
VFA
25
Valeo Financial Advisors
Indiana
$1K