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APEN

Apollo Endosurgery, Inc.
APEN

Delisted

APEN was delisted on the 3rd of April, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
26
Prelude Capital Management
New York
– -$4.17M -420,413 Closed
MF
27
Magnetar Financial
Illinois
– -$4.14M -417,191 Closed
Morgan Stanley
28
Morgan Stanley
New York
– -$4.13M -416,826 Closed
AI
29
Arena Investors
New York
– -$3.88M -391,467 Closed
GGHC
30
Gilder Gagnon Howe & Co
New York
– -$3.69M -371,653 Closed
SCM
31
Stonepine Capital Management
Oregon
– -$3.67M -370,000 Closed
Geode Capital Management
32
Geode Capital Management
Massachusetts
– -$3.58M -360,480 Closed
CM
33
Crystalline Management
Canada
– -$3.03M -308,646 Closed
SCS
34
Syquant Capital SAS
France
– -$2.98M -300,000 Closed
Goldman Sachs
35
Goldman Sachs
New York
– -$2.65M -267,308 Closed
Bank of America
36
Bank of America
North Carolina
– -$2.55M -257,485 Closed
Verition Fund Management
37
Verition Fund Management
Connecticut
– -$2.45M -247,210 Closed
YCM
38
Yakira Capital Management
Connecticut
– -$1.95M -196,615 Closed
Northern Trust
39
Northern Trust
Illinois
– -$1.89M -190,420 Closed
BCM
40
Bridgeway Capital Management
Texas
– -$1.74M -175,200 Closed
SC
41
Sagefield Capital
Texas
– -$1.53M -154,500 Closed
GI
42
GAMCO Investors
Connecticut
– -$1.5M -150,777 Closed
GH
43
GAM Holding
Switzerland
– -$1.46M -147,220 Closed
WAM
44
Wolverine Asset Management
Illinois
– -$1.45M -145,847 Closed
CL
45
CSS LLC
Illinois
– -$1.41M -141,980 Closed
BCM
46
BCK Capital Management
Connecticut
– -$1.4M -141,222 Closed
State Street
47
State Street
Massachusetts
– -$1.39M -140,566 Closed
NSEDCP
48
NJ State Employees Deferred Compensation Plan
New Jersey
– -$1.29M -130,000 Closed
Renaissance Technologies
49
Renaissance Technologies
New York
– -$1.22M -123,100 Closed
Russell Investments Group
50
Russell Investments Group
United Kingdom
– -$1.02M -103,124 Closed
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