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AMU

ETRACS Alerian MLP Index ETN

Delisted

AMU was delisted on the 23rd of November, 2020.

45 hedge funds and large institutions have $332M invested in ETRACS Alerian MLP Index ETN in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 4545 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

2% less capital invested

Capital invested by funds: $339M → $332M (-$6.39M)

25% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 16

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
6
Increased
12
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DZ Bank
26
DZ Bank
Germany
$583K +$634K +33,000 New
Natixis Advisors
27
Natixis Advisors
Massachusetts
$523K -$34.3K -1,784 -6%
Carson Wealth (CWM LLC)
28
Carson Wealth (CWM LLC)
Nebraska
$487K +$471K +24,500 New
FAAS
29
First Allied Advisory Services
California
$486K +$16.7K +870 +4%
MHS
30
M Holdings Securities
Oregon
$379K +$16.4K +852 +5%
HCM
31
Harvest Capital Management
New Hampshire
$341K
LPL Financial
32
LPL Financial
California
$306K -$53K -2,758 -15%
CWM
33
Concert Wealth Management
California
$237K +$229K +11,898 New
IA
34
IFP Advisors
Florida
$185K +$3.84K +200 +2%
Bessemer Group
35
Bessemer Group
New Jersey
$91K
AG
36
Advisor Group
Arizona
$89K
AC
37
Alexandria Capital
Virginia
$89K
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$72K
US Bancorp
39
US Bancorp
Minnesota
$47K -$41.4K -2,155 -48%
AF
40
Arrow Financial
New York
$25K
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$20K
MA
42
MCF Advisors
Kentucky
$6K
BBHC
43
Brown Brothers Harriman & Co
New York
$3K +$3.07K +160 New
Deutsche Bank
44
Deutsche Bank
Germany
$1K
MAM
45
Marquette Asset Management
Minnesota
-$3.34M -168,625 Closed
FNBT
46
FineMark National Bank & Trust
Florida
-$40K -1,993 Closed
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
-$22K -1,123 Closed
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
-$14K -716 Closed
KKAMG
49
Kernodle & Katon Asset Management Group
Arkansas
-$8K -393 Closed
Bank of America
50
Bank of America
North Carolina
-$6K -318 Closed

AMU Hedge Fund Activity: Q4 2016 in Review

45 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in ETRACS Alerian MLP Index ETN (AMU) for Q4 2016, worth a combined $332M — down 1.9% from $339M a quarter earlier.

Fund positioning in AMU was balanced in Q4 2016: 6 funds opened new positions, 6 closed out, 12 added to existing stakes and 16 trimmed.

The largest buyer was Wolverine Trading, opening a new position worth an estimated $2.86M. The largest seller was Wells Fargo, cutting an estimated $3.88M.

  • 45 institutional investors held ETRACS Alerian MLP Index ETN (AMU) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $332M of ETRACS Alerian MLP Index ETN stock for Q4 2016, down 1.9% quarter-over-quarter.
  • 6 funds opened new ETRACS Alerian MLP Index ETN positions in Q4 2016 and 6 closed out, a net change of 0 holders.
  • The largest ETRACS Alerian MLP Index ETN buyer in Q4 2016 was Wolverine Trading, an estimated $2.86M added.
  • The largest ETRACS Alerian MLP Index ETN seller in Q4 2016 was Wells Fargo, an estimated $3.88M sold.

Based on aggregated 13F filings for Q4 2016.