Bank of Montreal’s ETRACS Alerian MLP Index ETN AMU Stock Holding History

Bank of Montreal’s Portfolio AMU Stock Details AMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-1,123	Closed	-$22K	–	4355
2016 Q3	$22K	Hold	1,123	–	–	﹤0.01%	3319
2016 Q2	$22K	Sell	1,123 -315	-22%	-$5.9K	﹤0.01%	3359
2016 Q1	$24K	Buy	1,438 +315	+28%	+$5K	﹤0.01%	3347
2015 Q4	$20K	Hold	1,123	–	–	﹤0.01%	3410
2015 Q3	$21K	Sell	1,123 -604	-35%	-$13.7K	﹤0.01%	3245
2015 Q2	$43K	Buy	1,727 +604	+54%	+$16.5K	﹤0.01%	3057
2015 Q1	$30K	Buy	+1,123	New	+$31.2K	﹤0.01%	3125

Other funds holding AMU

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UIC

Uniplan Investment Counsel Milwaukee, Wisconsin $974M AUM 21.37% 1-Year Est. Return

EGA

Eagle Global Advisors Houston, Texas $3.02B AUM 34.37% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Vicus Capital State College, Pennsylvania $1.55B AUM 23.5% 1-Year Est. Return

CAM

Congress Asset Management Boston, Massachusetts $16.3B AUM 42.69% 1-Year Est. Return

Aspiriant LLC Los Angeles, California $4.05B AUM 19.01% 1-Year Est. Return

FCBT

First Citizens Bank & Trust Raleigh, North Carolina $6.69B AUM 24.48% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

Bank of Montreal's AMU Position: Q4 2016 in Review

Bank of Montreal sold out of ETRACS Alerian MLP Index ETN (AMU) in Q4 2016, closing a stake of 1,123 shares — an estimated $22K sold.

Bank of Montreal first reported a position in AMU in Q1 2015 and held it in 7 quarters. The position peaked at $43K in Q2 2015. 45 funds tracked by Wall St. Rank hold AMU as of Q4 2016.

Bank of Montreal reported no remaining ETRACS Alerian MLP Index ETN position as of Q4 2016 after selling out during the quarter.
Bank of Montreal sold 1,123 ETRACS Alerian MLP Index ETN shares in Q4 2016, an estimated $22K.
Bank of Montreal first reported a position in ETRACS Alerian MLP Index ETN in Q1 2015 and held it in 7 quarters.
Bank of Montreal's ETRACS Alerian MLP Index ETN position peaked at $43K in Q2 2015.
45 funds tracked by Wall St. Rank held ETRACS Alerian MLP Index ETN as of Q4 2016.

Based on Bank of Montreal's 13F filing for Q4 2016, filed 6 Feb 2017.