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AMU

ETRACS Alerian MLP Index ETN

Delisted

AMU was delisted on the 23rd of November, 2020.

45 hedge funds and large institutions have $339M invested in ETRACS Alerian MLP Index ETN in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more capital invested

Capital invested by funds: $338M → $339M (+$324K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less funds holding

Funds holding: 4745 (-2)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
1.2%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
3
Increased
14
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
26
First Allied Advisory Services
California
$467K -$2.65K -134 -0.6%
MHS
27
M Holdings Securities
Oregon
$361K +$15.6K +790 +5%
LPL Financial
28
LPL Financial
California
$359K +$7.63K +386 +2%
HCM
29
Harvest Capital Management
New Hampshire
$327K
IA
30
IFP Advisors
Florida
$181K -$65.1K -3,293 -27%
Bessemer Group
31
Bessemer Group
New Jersey
$91K +$2.27K +115 +3%
AG
32
Advisor Group
Arizona
$89K -$24.8K -1,256 -22%
AC
33
Alexandria Capital
Virginia
$89K
US Bancorp
34
US Bancorp
Minnesota
$89K +$8.56K +433 +11%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$72K +$49.6K +2,510 +229%
FNBT
36
FineMark National Bank & Trust
Florida
$40K
AF
37
Arrow Financial
New York
$25K
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$22K
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$20K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$14K +$5.16K +261 +57%
KKAMG
41
Kernodle & Katon Asset Management Group
Arkansas
$8K
Bank of America
42
Bank of America
North Carolina
$6K -$8.31K -420 -57%
MA
43
MCF Advisors
Kentucky
$5K
Deutsche Bank
44
Deutsche Bank
Germany
$1K
CG
45
Caprock Group
Idaho
-$1.53M -53,998 Closed
VKH
46
Virtu KCG Holdings
New York
-$479K -23,999 Closed
Wolverine Trading
47
Wolverine Trading
Illinois
-$385K -19,311 Closed
Walleye Trading
48
Walleye Trading
New York
-$112K -5,608 Closed
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
-$5K -267 Closed

AMU Hedge Fund Activity: Q3 2016 in Review

45 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in ETRACS Alerian MLP Index ETN (AMU) for Q3 2016, worth a combined $339M — up 0.1% from $338M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of AMU and 3 opened new positions — a net loss of 2 holders — while 16 trimmed existing stakes and 14 added.

The largest buyer was Wells Fargo, adding an estimated $5.53M. The largest seller was Congress Asset Management, cutting an estimated $5.22M.

  • 45 institutional investors held ETRACS Alerian MLP Index ETN (AMU) as of Q3 2016, down from 47 in Q2 2016.
  • Funds reported $339M of ETRACS Alerian MLP Index ETN stock for Q3 2016, up 0.1% quarter-over-quarter.
  • 3 funds opened new ETRACS Alerian MLP Index ETN positions in Q3 2016 and 5 closed out, a net change of -2 holders.
  • The largest ETRACS Alerian MLP Index ETN buyer in Q3 2016 was Wells Fargo, an estimated $5.53M added.
  • The largest ETRACS Alerian MLP Index ETN seller in Q3 2016 was Congress Asset Management, an estimated $5.22M sold.

Based on aggregated 13F filings for Q3 2016.