First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF

AFEM

Market cap $77.5M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 BB&T Securities Richmond, Virginia	$9.8M	-$1.19M	-17,219	-11%
2	2 Raymond James & Associates St Petersburg, Florida	$6.94M	+$103K	+1,489	+2%
3	3 NewEdge Advisors New Orleans, Louisiana	$4.91M	+$434K	+6,272	+10%
4	4 LPL Financial San Diego, California	$4.59M	+$1.03M	+14,886	+30%
5	5 Royal Bank of Canada Toronto, Ontario, Canada	$3.92M	+$222K	+3,216	+6%
6	6 Regal Investment Advisors Kentwood, Michigan	$3.8M	+$987K	+14,277	+36%
7	7 Raymond James Financial Services Advisors St. Petersburg, Florida	$3.48M	+$1.75M	+25,273	+104%
8	8 Wills Financial Group Richmond, Virginia	$3.06M	+$104K	+1,510	+4%
9	9 Prospera Financial Services Dallas, Texas	$2.07M	-$102K	-1,481	-5%
10	10 RiverFront Investment Group Richmond, Virginia	$1.96M	-$428K	-6,194	-18%
11	11 Jane Street New York	$1.73M	-$5.45M	-78,873	-76%
12	12 Koshinski Asset Management Decatur, Illinois	$858K	-$60.6K	-877	-7%
13	13 BB&T Investment Services Charlotte, North Carolina	$525K	-$15.5K	-224	-3%
14	14 Baird Financial Group Milwaukee, Wisconsin	$495K	+$40.5K	+586	+9%
15	15 MML Investors Services Springfield, Massachusetts	$489K	+$480K	+6,942	New
16	16 Stratos Wealth Partners Beachwood, Ohio	$472K	+$213K	+3,075	+85%
17	17 Advisor Group Phoenix, Arizona	$416K	+$154K	+2,228	+61%
18	18 Cambridge Investment Research Advisors Fairfield, Iowa	$394K	+$72.7K	+1,052	+23%
19	19 Janney Montgomery Scott Philadelphia, Pennsylvania	$350K	-$62.4K	-903	-15%
20	20 Global Financial Private Capital Sarasota, Florida	$292K	+$286K	+4,141	New
21	21 Kovack Advisors Ft. Lauderdale, Florida	$290K	-$899	-13	-0.3%
22	22 Cetera Advisor Networks El Segundo, California	$248K	+$245K	+3,545	New
23	23 Benjamin F. Edwards & Company St. Louis, Missouri	$135K	+$33.7K	+487	+34%
24	24 Steward Partners Investment Advisory New York	$87K	+$60.2K	+871	+231%
25	25 IFP Advisors Tampa, Florida	$86K	+$84.4K	+1,221	New