First Trust Exchange-Traded Fund III First Trust Active Factor Emerging Markets ETF

AFEM

Market cap $77.5M

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Janney Montgomery Scott Philadelphia, Pennsylvania	$4.88M	+$4.56M	+68,378	New
2	2 Envestnet Asset Management Chicago, Illinois	$4.01M	+$716K	+10,731	+24%
3	3 Baird Financial Group Milwaukee, Wisconsin	$3.4M	+$101K	+1,511	+3%
4	4 LPL Financial San Diego, California	$2.95M	+$7.94K	+119	+0.3%
5	5 RiverFront Investment Group Richmond, Virginia	$2.68M	-$81K	-1,215	-3%
6	6 Prospera Financial Services Dallas, Texas	$2.41M	+$57.1K	+856	+3%
7	7 Truist Financial Charlotte, North Carolina	$2.02M	-$22.7K	-340	-1%
8	8 J.W. Cole Advisors Tampa, Florida	$1.87M	-$97K	-1,455	-5%
9	9 Cetera Investment Advisers Schaumburg, Illinois	$1.57M	+$890K	+13,350	+154%
10	10 Old Mission Capital Chicago, Illinois	$1.53M	-$1.42M	-21,303	-50%
11	11 Raymond James Financial St Petersburg, Florida	$1.16M	+$600K	+9,002	+126%
12	12 Coppell Advisory Solutions Coppell, Texas	$1.08M	+$465K	+6,974	+86%
13	13 MML Investors Services Springfield, Massachusetts	$840K	+$7.6K	+114	+1%
14	14 World Investment Advisors Santa Barbara, California	$741K	+$40.4K	+606	+6%
15	15 Maia Wealth Denver, Colorado	$595K	+$152K	+2,284	+38%
16	16 Farther Finance Advisors San Francisco, California	$466K	+$435K	+6,525	New
17	17 Freedom Investment Management Hartford, Connecticut	$280K	-$20.7K	-311	-7%
18	18 GAMMA Investing Foster City, California	$135K	–	–	–
19	19 NBC Securities Birmingham, Alabama	$78K	–	–	–
20	20 Sunbelt Securities Houston, Texas	$59.7K	–	–	–
21	21 Tucker Asset Management Littleton, Colorado	$58.6K	+$54.7K	+821	New
22	22 MAI Capital Management Independence, Ohio	$57.5K	–	–	–
23	23 Osaic Holdings Scottsdale, Arizona	$56.6K	–	–	–
24	24 REAP Financial Group Austin, Texas	$37.8K	+$67	+1	+0.2%
25	25 Harbour Investments Madison, Wisconsin	$20.3K	+$10.9K	+164	+137%