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ADXS

Advaxis Inc

Delisted

ADXS was delisted on the 22nd of December, 2021.

98 hedge funds and large institutions have $162M invested in Advaxis Inc in 2016 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 37 increasing their positions, 20 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 20

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 15

2% less funds holding

Funds holding: 10098 (-2)

18% less call options, than puts

Call options by funds: $5.51M | Put options by funds: $6.73M

35% less capital invested

Capital invested by funds: $247M → $162M (-$85.4M)

Holders
98
Holders Change
-2
Holders Change %
-2%
% of All Funds
2.45%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
14
Increased
37
Reduced
20
Closed
15
Calls
$5.51M
Puts
$6.73M
Net Calls
-$1.22M
Net Calls Change
-$2.35M
Name Holding Trade Value Shares
Change
Change in
Stake
MLICM
51
Metropolitan Life Insurance Company (MetLife)
New York
$190K
Manulife (Manufacturers Life Insurance)
52
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$181K +$17K +126 +8%
Barclays
53
Barclays
United Kingdom
$179K +$169K +1,255 +303%
NFA
54
Nationwide Fund Advisors
Ohio
$168K -$11.7K -87 -5%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$151K +$98.9K +733 +110%
Deutsche Bank
56
Deutsche Bank
Germany
$148K +$117K +870 +167%
State Board of Administration of Florida Retirement System
57
State Board of Administration of Florida Retirement System
Florida
$147K
VKH
58
Virtu KCG Holdings
New York
$146K +$183K +1,356 New
AIG
59
American International Group
New York
$138K -$540 -4 -0.3%
BA
60
BlackRock Advisors
Delaware
$132K -$3.1K -23 -2%
NCMW
61
Northern Capital Management (Wisconsin)
Wisconsin
$130K
Public Employees Retirement Association of Colorado
62
Public Employees Retirement Association of Colorado
Colorado
$116K
Commonwealth Equity Services
63
Commonwealth Equity Services
Massachusetts
$115K
Squarepoint
64
Squarepoint
New York
$113K +$142K +1,054 New
VOYA Investment Management
65
VOYA Investment Management
Georgia
$105K
ZIM
66
Zacks Investment Management
Illinois
$88K
LCS
67
Levin Capital Strategies
New York
$86K +$109K +805 New
BG
68
BlackRock Group
United Kingdom
$84K +$10.4K +77 +11%
LTFS
69
Ladenburg Thalmann Financial Services
Florida
$79K +$54K +400 +120%
CIM
70
CIM Investment Management
Pennsylvania
$75K
SM
71
Sabby Management
Florida
$75K +$93.9K +696 New
OIM
72
Orca Investment Management
Oregon
$72K +$90K +667 New
UBS Group
73
UBS Group
Switzerland
$63K +$29K +215 +58%
Legal & General Group
74
Legal & General Group
United Kingdom
$63K +$44.9K +333 +130%
Bank of America
75
Bank of America
North Carolina
$46K +$12.8K +95 +28%

ADXS Hedge Fund Activity: Q4 2016 in Review

98 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Advaxis Inc (ADXS) for Q4 2016, worth a combined $162M — down 35% from $247M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of ADXS and 14 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 37 added.

The largest buyer was Sectoral Asset Management, adding an estimated $2.28M. The largest seller was Cormorant Asset Management, exiting entirely with an estimated $9.85M sold.

  • 98 institutional investors held Advaxis Inc (ADXS) as of Q4 2016, down from 100 in Q3 2016.
  • Funds reported $162M of Advaxis Inc stock for Q4 2016, down 35% quarter-over-quarter.
  • 14 funds opened new Advaxis Inc positions in Q4 2016 and 15 closed out, a net change of -1 holder.
  • The largest Advaxis Inc buyer in Q4 2016 was Sectoral Asset Management, an estimated $2.28M added.
  • The largest Advaxis Inc seller in Q4 2016 was Cormorant Asset Management, an estimated $9.85M sold.

Based on aggregated 13F filings for Q4 2016.