UBS Group
ADXS

UBS Group’s Advaxis Inc ADXS Stock Holding History

UBS Group’s Portfolio ADXS Stock Details ADXS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-1,037
Closed -$1K – 11256
2021
Q3 		$1K Sell
1,037
-28,035
-96% -$13K ﹤0.01% 9436
2021
Q2 		$13K Buy
29,072
+29,052
+145,260% +$14.7K ﹤0.01% 7842
2021
Q1 		$0 Hold
20
– – ﹤0.01% 9790
2020
Q4 		$0 Sell
20
-97,079
-100% -$36K ﹤0.01% 8989
2020
Q3 		$40K Buy
97,099
+86,707
+834% +$44K ﹤0.01% 5811
2020
Q2 		$6K Sell
10,392
-10,556
-50% -$7.09K ﹤0.01% 7335
2020
Q1 		$11K Buy
20,948
+8,220
+65% +$7.19K ﹤0.01% 6897
2019
Q4 		$11K Buy
12,728
+12,708
+63,540% +$5.79K ﹤0.01% 7261
2019
Q3 		$0 Sell
20
-397
-95% -$271 ﹤0.01% 8410
2019
Q2 		$1K Buy
417
+397
+1,985% +$1.26K ﹤0.01% 7769
2019
Q1 		$0 Sell
20
-46
-70% -$262 ﹤0.01% 8382
2018
Q4 		$0 Sell
66
-648
-91% -$4.96K ﹤0.01% 8449
2018
Q3 		$11K Buy
714
+647
+966% +$12.6K ﹤0.01% 7138
2018
Q2 		$2K Buy
67
+27
+68% +$699 ﹤0.01% 7764
2018
Q1 		$1K Sell
40
-1,253
-97% -$46.8K ﹤0.01% 7692
2017
Q4 		$55K Buy
1,293
+1,171
+960% +$59.2K ﹤0.01% 5771
2017
Q3 		$8K Buy
122
+102
+510% +$9.41K ﹤0.01% 7023
2017
Q2 		$2K Sell
20
-187
-90% -$21.9K ﹤0.01% 7424
2017
Q1 		$26K Sell
207
-377
-65% -$49K ﹤0.01% 5969
2016
Q4 		$63K Buy
584
+215
+58% +$29K ﹤0.01% 5648
2016
Q3 		$59K Sell
369
-289
-44% -$47.1K ﹤0.01% 5376
2016
Q2 		$80K Buy
658
+345
+110% +$44.2K ﹤0.01% 5189
2016
Q1 		$42K Sell
313
-9,221
-97% -$1.02M ﹤0.01% 5634
2015
Q4 		$1.44M Buy
9,534
+8,708
+1,054% +$1.5M ﹤0.01% 3115
2015
Q3 		$127K Buy
826
+497
+151% +$120K ﹤0.01% 5030
2015
Q2 		$101K Buy
329
+252
+327% +$79.6K ﹤0.01% 5398
2015
Q1 		$17K Sell
77
-11
-13% -$1.69K ﹤0.01% 7167
2014
Q4 		$11K Buy
+88
New +$4.94K ﹤0.01% 8340

Other funds holding ADXS

FFS
Founders Financial Securities Towson, Maryland $1.77B AUM 17.63% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Victory Capital Management
Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS Group's ADXS Position: Q4 2021 in Review

UBS Group sold out of Advaxis Inc (ADXS) in Q4 2021, closing a stake of 1,037 shares — an estimated $1K sold.

UBS Group first reported a position in ADXS in Q4 2014 and held it in 28 quarters. The position peaked at $1.44M in Q4 2015. 6 funds tracked by Wall St. Rank hold ADXS as of Q4 2021.

  • UBS Group reported no remaining Advaxis Inc position as of Q4 2021 after selling out during the quarter.
  • UBS Group sold 1,037 Advaxis Inc shares in Q4 2021, an estimated $1K.
  • UBS Group first reported a position in Advaxis Inc in Q4 2014 and held it in 28 quarters.
  • UBS Group's Advaxis Inc position peaked at $1.44M in Q4 2015.
  • 6 funds tracked by Wall St. Rank held Advaxis Inc as of Q4 2021.

Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.