UBS Group
ADXS

UBS Group’s Advaxis Inc ADXS Stock Holding History

UBS Group’s Portfolio ADXS Stock Details ADXS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q2 		– Sell
-67
Closed -$14K – 8978
2015
Q1 		$14K Sell
67
-66
-50% -$10.1K ﹤0.01% 7376
2014
Q4 		$16K Buy
+133
New +$7.47K ﹤0.01% 7977

Other funds holding ADXS

FFS
Founders Financial Securities Towson, Maryland $1.77B AUM 17.63% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Victory Capital Management
Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
BNP Paribas Financial Markets
BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

UBS Group's ADXS Position: Q4 2021 in Review

UBS Group sold out of Advaxis Inc (ADXS) in Q4 2021, closing a stake of 1,037 shares — an estimated $1K sold.

UBS Group first reported a position in ADXS in Q4 2014 and held it in 28 quarters. The position peaked at $1.44M in Q4 2015. 6 funds tracked by Wall St. Rank hold ADXS as of Q4 2021.

  • UBS Group reported no remaining Advaxis Inc position as of Q4 2021 after selling out during the quarter.
  • UBS Group sold 1,037 Advaxis Inc shares in Q4 2021, an estimated $1K.
  • UBS Group first reported a position in Advaxis Inc in Q4 2014 and held it in 28 quarters.
  • UBS Group's Advaxis Inc position peaked at $1.44M in Q4 2015.
  • 6 funds tracked by Wall St. Rank held Advaxis Inc as of Q4 2021.

Based on UBS Group's 13F filing for Q4 2021, filed 14 Feb 2022.