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Small Cap Financials
Stocks Ranked by
Market Capitalization

Name Market cap Price Price
change %
BBDC icon
151
Barings BDC
BBDC
$965M
$965M $9.22 0.22%
PDX
152
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$965M $21.59 0.05%
BTZ icon
153
BlackRock Credit Allocation Income Trust
BTZ
$956M
$956M $10.24 0.89%
EZM icon
154
WisdomTree US MidCap Fund
EZM
$956M
$956M $77.06 0.63%
MPB icon
155
Mid Penn Bancorp
MPB
$952M
$952M $37.60 0.53%
FRBT
156
Forbright Inc
FRBT
$948M
$948M $19.08 0%
HAFC icon
157
Hanmi Financial
HAFC
$946M
$946M $31.91 0.84%
TRST
158
Trustco Bank Corp NY
TRST
$938M
$938M $55.09 2.06%
KBDC
159
Kayne Anderson BDC
KBDC
$937M
$937M $14.12 1.73%
SPHB icon
160
Invesco S&P 500 High Beta ETF
SPHB
$933M
$933M $147.90 1.59%
FMNB icon
161
Farmers National Banc Corp
FMNB
$930M
$930M $15.69 0.76%
STK
162
Columbia Seligman Premium Technology Growth Fund
STK
$926M
$926M $52.42 1.77%
CCXI
163
Churchill Capital Corp XI
CCXI
$925M
$925M $16.61 1.28%
BCX icon
164
BlackRock Resources & Commodities Strategy Trust
BCX
$923M
$923M $12.11 0.67%
ABX
165
Abacus Global Management
ABX
$913M
$913M $9.52 8.46%
NRK icon
166
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$912M $10.46 1.26%
FCBC icon
167
First Community Bankshares
FCBC
$911M
$911M $48.21 0.68%
AIO
168
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$903M
$903M $26.23 0.61%
HTD
169
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$900M
$900M $25.41 0.32%
GSG icon
170
iShares S&P GSCI Commodity-Indexed Trust
GSG
$900M
$900M $31.09 0.06%
NXP icon
171
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$900M $14.28 0.56%
OXLC
172
Oxford Lane Capital
OXLC
$898M
$898M $9.20 0.44%
DGICB
173
Donegal Group Class B
DGICB
$891M
$891M $24.01 3.85%
CCBG icon
174
Capital City Bank Group
CCBG
$890M
$890M $52.01 0.48%
EIG icon
175
Employers Holdings
EIG
$889M
$889M $49.49 2.16%

Small Cap Financials Stocks at a Glance

Financials companies move, lend, insure, and manage money — spanning banks, insurers, brokers, asset managers, exchanges, and consumer lenders. Profits hinge on interest-rate spreads, credit quality, and transaction volumes, so the sector tends to amplify the broader economic cycle.

There are 647 small cap Financials stocks — companies in the Financials sector with a market cap between $250M and $2B — worth a combined $450B.

The largest by market cap are Live Oak Bancshares (LOB) at $1.97B, FirstSun Capital Bancorp (FSUN) at $1.96B and Republic Bancorp (RBCAA) at $1.95B.

Among institutional investors, Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) drew the most net new fund positions in Q1 2026: 173 funds opened new positions, taking total fund holders up 167 (278%) quarter-over-quarter.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q1 2026.