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Small Cap Financials
Stocks Ranked by
Market Capitalization

Name Market cap Price Price
change %
PSEC icon
176
Prospect Capital
PSEC
$835M
$835M $1.50 0.66%
AWF icon
177
AllianceBernstein Global High Income Fund
AWF
$830M
$830M $9.63 1.13%
HTD icon
178
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$827M
$827M $23.35 0.09%
SMBK icon
179
SmartFinancial
SMBK
$825M
$825M $48.24 0.54%
NRK icon
180
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
$824M $9.45 2.28%
PGC icon
181
Peapack-Gladstone Financial
PGC
$820M
$820M $46.23 0.64%
AGBK icon
182
AGI Inc
AGBK
$820M
$820M $5.13 1.18%
RCBC icon
183
River City Bank
RCBC
$817M
$817M $58.40 1.02%
SPFI icon
184
South Plains Financial
SPFI
$814M
$814M $43.19 0.26%
GGN icon
185
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$814M
$814M $5.21 2.8%
UYG icon
186
ProShares Ultra Financials
UYG
$812M
$812M $98.29 0.61%
IBCP icon
187
Independent Bank Corp
IBCP
$811M
$811M $36.74 0.68%
BUR icon
188
Burford Capital
BUR
$806M
$806M $3.67 1.08%
AIO icon
189
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$804M
$804M $23.35 0.3%
THQ icon
190
abrdn Healthcare Opportunities Fund
THQ
$796M
$796M $19.20 0.05%
DXYZ icon
191
Destiny Tech100
DXYZ
$788M
$788M $25.85 1.45%
FISI icon
192
Financial Institutions
FISI
$784M
$784M $40.18 0.1%
VBNK icon
193
VersaBank
VBNK
$782M
$782M $24.11 2.63%
SMBC icon
194
Southern Missouri Bancorp
SMBC
$781M
$781M $71.46 0.64%
FDUS icon
195
Fidus Investment
FDUS
$780M
$780M $19.62 0.15%
CGBD icon
196
Carlyle Secured Lending
CGBD
$774M
$774M $11.38 0.8%
PHK icon
197
PIMCO High Income Fund
PHK
$773M
$773M $4.13 1.43%
EOI icon
198
Eaton Vance Enhanced Equity Income Fund
EOI
$772M
$772M $18.84 1.52%
PEO icon
199
Adams Natural Resources Fund
PEO
$770M
$770M $27.47 0.15%
SHBI icon
200
Shore Bancshares
SHBI
$761M
$761M $22.89 0%
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Small Cap Financials Stocks at a Glance

Financials companies move, lend, insure, and manage money — spanning banks, insurers, brokers, asset managers, exchanges, and consumer lenders. Profits hinge on interest-rate spreads, credit quality, and transaction volumes, so the sector tends to amplify the broader economic cycle.

There are 638 small cap Financials stocks — companies in the Financials sector with a market cap between $250M and $2B — worth a combined $431B.

The largest by market cap are Kemper (KMPR) at $1.97B, Upstart Holdings (UPST) at $1.96B and The Bancorp (TBBK) at $1.95B.

Among institutional investors, Hyperliquid Strategies Inc (PURR) drew the most net new fund positions in Q2 2026: 117 funds opened new positions, taking total fund holders up 90 (102%) quarter-over-quarter.

  • Combined market cap: $431B across 638 stocks.
  • Small Cap: market cap between $250M and $2B.
  • Largest constituent: Kemper (KMPR), $1.97B market cap.
  • Most net new fund positions in Q2 2026: Hyperliquid Strategies Inc (PURR), +90 holders.

Market caps and prices updated daily; fund activity based on aggregated SEC 13F filings for Q2 2026.