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RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Nome Posição Valor negociado Ações
Variação 		Variação na
participação
Morgan Stanley
1
Morgan Stanley
New York
US$ 17,2 mi +US$ 247 mil +32.003 +1%
Wells Fargo
2
Wells Fargo
California
US$ 12,7 mi +US$ 1,19 mi +154.431 +10%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
US$ 6,91 mi -US$ 978 mil -126.972 -12%
Advisors Asset Management
4
Advisors Asset Management
Colorado
US$ 5,19 mi +US$ 1,18 mi +152.738 +29%
Sit Investment Associates
5
Sit Investment Associates
Minnesota
US$ 4,14 mi +US$ 52,5 mil +6.816 +1%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
US$ 4,04 mi +US$ 1,36 mi +176.847 +51%
Riverbridge Partners
7
Riverbridge Partners
Minnesota
US$ 1,86 mi +US$ 28,6 mil +3.708 +2%
JWCA
8
J.W. Cole Advisors
Florida
US$ 1,79 mi +US$ 1,79 mi +232.070 Nova
1607 Capital Partners
9
1607 Capital Partners
Virginia
US$ 1,53 mi -US$ 1,07 mi -138.712 -41%
NewEdge Advisors
10
NewEdge Advisors
Louisiana
US$ 1,44 mi +US$ 82,3 mil +10.687 +6%
UBS Group
11
UBS Group
Switzerland
US$ 1,34 mi -US$ 305 mil -39.635 -19%
PFG Investments
12
PFG Investments
New York
US$ 1,07 mi +US$ 1,29 mil +168 +0,1%
LPL Financial
13
LPL Financial
California
US$ 991 mil +US$ 13,7 mil +1.777 +1%
Baird Financial Group
14
Baird Financial Group
Wisconsin
US$ 981 mil +US$ 27 mil +3.507 +3%
VAM
15
Verity Asset Management
North Carolina
US$ 722 mil +US$ 35,5 mil +4.606 +5%
Osaic Holdings
16
Osaic Holdings
Arizona
US$ 595 mil -US$ 70,8 mil -9.193 -11%
SeaCrest Wealth Management
17
SeaCrest Wealth Management
New York
US$ 572 mil +US$ 65,3 mil +8.482 +13%
YCM
18
Yakira Capital Management
Connecticut
US$ 513 mil -US$ 54,1 mil -7.028 -10%
Wedbush Securities
19
Wedbush Securities
California
US$ 482 mil – – –
First Foundation Advisors
20
First Foundation Advisors
California
US$ 474 mil – – –
Kestra Advisory Services
21
Kestra Advisory Services
Texas
US$ 440 mil – – –
NCM
22
Next Capital Management
New York
US$ 425 mil – – –
SFS
23
Shaker Financial Services
Virginia
US$ 374 mil -US$ 549 mil -71.323 -60%
TWPM
24
Total Wealth Planning & Management
Florida
US$ 356 mil +US$ 10 mil +1.298 +3%
Readystate Asset Management
25
Readystate Asset Management
Illinois
US$ 332 mil +US$ 331 mil +42.963 Nova
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