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RiverNorth/DoubleLine Strategic Opportunity Fund
OPP

Nombre Posición Valor operado Cambio en
acciones 		Cambio en la
participación
Morgan Stanley
1
Morgan Stanley
New York
USD 17.2 M +USD 247 k +32,003 +1%
Wells Fargo
2
Wells Fargo
California
USD 12.7 M +USD 1.19 M +154,431 +10%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
USD 6.91 M -USD 978 k -126,972 -12%
Advisors Asset Management
4
Advisors Asset Management
Colorado
USD 5.19 M +USD 1.18 M +152,738 +29%
Sit Investment Associates
5
Sit Investment Associates
Minnesota
USD 4.14 M +USD 52.5 k +6,816 +1%
Pathstone Holdings
6
Pathstone Holdings
New Jersey
USD 4.04 M +USD 1.36 M +176,847 +51%
Riverbridge Partners
7
Riverbridge Partners
Minnesota
USD 1.86 M +USD 28.6 k +3,708 +2%
JWCA
8
J.W. Cole Advisors
Florida
USD 1.79 M +USD 1.79 M +232,070 Nuevas
1607 Capital Partners
9
1607 Capital Partners
Virginia
USD 1.53 M -USD 1.07 M -138,712 -41%
NewEdge Advisors
10
NewEdge Advisors
Louisiana
USD 1.44 M +USD 82.3 k +10,687 +6%
UBS Group
11
UBS Group
Switzerland
USD 1.34 M -USD 305 k -39,635 -19%
PFG Investments
12
PFG Investments
New York
USD 1.07 M +USD 1.29 k +168 +0.1%
LPL Financial
13
LPL Financial
California
USD 991 k +USD 13.7 k +1,777 +1%
Baird Financial Group
14
Baird Financial Group
Wisconsin
USD 981 k +USD 27 k +3,507 +3%
VAM
15
Verity Asset Management
North Carolina
USD 722 k +USD 35.5 k +4,606 +5%
Osaic Holdings
16
Osaic Holdings
Arizona
USD 595 k -USD 70.8 k -9,193 -11%
SeaCrest Wealth Management
17
SeaCrest Wealth Management
New York
USD 572 k +USD 65.3 k +8,482 +13%
YCM
18
Yakira Capital Management
Connecticut
USD 513 k -USD 54.1 k -7,028 -10%
Wedbush Securities
19
Wedbush Securities
California
USD 482 k – – –
First Foundation Advisors
20
First Foundation Advisors
California
USD 474 k – – –
Kestra Advisory Services
21
Kestra Advisory Services
Texas
USD 440 k – – –
NCM
22
Next Capital Management
New York
USD 425 k – – –
SFS
23
Shaker Financial Services
Virginia
USD 374 k -USD 549 k -71,323 -60%
TWPM
24
Total Wealth Planning & Management
Florida
USD 356 k +USD 10 k +1,298 +3%
Readystate Asset Management
25
Readystate Asset Management
Illinois
USD 332 k +USD 331 k +42,963 Nuevas
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