BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s RiverNorth Opportunities Fund RIV Stock Holding History

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.’s Portfolio RIV Stock Details RIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-34,377	Closed	-$401K	–	2363
2026 Q2	$401K	Hold	34,377	–	–	0.05%	316
2026 Q1	$382K	Hold	34,377	–	–	0.05%	330
2025 Q4	$404K	Hold	34,377	–	–	0.05%	320
2025 Q3	$413K	Hold	34,377	–	–	0.06%	288
2025 Q2	$421K	Sell	34,377 -1,300	-4%	-$15.2K	0.07%	261
2025 Q1	$421K	Buy	35,677 +14,000	+65%	+$169K	0.07%	260
2024 Q4	$249K	Buy	21,677 +1,130	+5%	+$14.1K	0.04%	384
2024 Q3	$265K	Buy	+20,547	New	+$254K	0.04%	404

Other funds holding RIV

Sit Investment Associates Minneapolis, Minnesota $5.22B AUM 5.92% 1-Year Est. Return

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Arete Wealth Advisors Chicago, Illinois $1.58B AUM 24.44% 1-Year Est. Return

Absolute Investment Advisers Rosemary Beach, Florida $1.09B AUM 1.92% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Yakira Capital Management Westport, Connecticut $397M AUM 11.81% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $2.38B AUM 30.08% 1-Year Est. Return

Principal Securities Des Moines, Iowa $8.59B AUM 15.31% 1-Year Est. Return

Marks Group Wealth Management Minnetonka, Minnesota $1.14B AUM 14.04% 1-Year Est. Return

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s RIV Position: Q3 2026 in Review

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold out of RiverNorth Opportunities Fund (RIV) in Q3 2026, closing a stake of 34,377 shares — an estimated $401K sold.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in RIV in Q3 2024 and held it in 8 quarters. The position peaked at $421K in Q2 2025. 55 funds tracked by Wall St. Rank hold RIV as of Q3 2026.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. reported no remaining RiverNorth Opportunities Fund position as of Q3 2026 after selling out during the quarter.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. sold 34,377 RiverNorth Opportunities Fund shares in Q3 2026, an estimated $401K.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. first reported a position in RiverNorth Opportunities Fund in Q3 2024 and held it in 8 quarters.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s RiverNorth Opportunities Fund position peaked at $421K in Q2 2025.
55 funds tracked by Wall St. Rank held RiverNorth Opportunities Fund as of Q3 2026.

Based on BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.'s 13F filing for Q3 2026, filed 13 Nov 2026.