Williams & Novak’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Williams & Novak’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-13,701	Closed	-$345K	–	156
2025 Q3	$345K	Buy	+13,701	New	+$342K	0.27%	85
2025 Q1	–	Sell	-26,535	Closed	-$654K	–	147
2024 Q4	$654K	Sell	26,535 -11,897	-31%	-$295K	0.63%	41
2024 Q3	$966K	Sell	38,432 -18,035	-32%	-$449K	0.9%	33
2024 Q2	$1.38M	Buy	56,467 +43,817	+346%	+$1.07M	1.29%	23
2024 Q1	$313K	Hold	12,650	–	–	0.36%	60
2023 Q4	$313K	Buy	+12,650	New	+$305K	0.36%	60

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Williams & Novak's UCON Position: Q4 2025 in Review

Williams & Novak sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q4 2025, closing a stake of 13,701 shares — an estimated $345K sold.

Williams & Novak first reported a position in UCON in Q4 2023 and held it in 6 quarters. The position peaked at $1.38M in Q2 2024. 283 funds tracked by Wall St. Rank hold UCON as of Q4 2025.

Williams & Novak reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q4 2025 after selling out during the quarter.
Williams & Novak sold 13,701 First Trust Smith Unconstrained Bond ETF shares in Q4 2025, an estimated $345K.
Williams & Novak first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2023 and held it in 6 quarters.
Williams & Novak's First Trust Smith Unconstrained Bond ETF position peaked at $1.38M in Q2 2024.
283 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2025.

Based on Williams & Novak's 13F filing for Q4 2025, filed 5 Feb 2026.