Uptown Financial Advisors Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Growth ETF
VUG
|
+$1.45M |
| 2 |
Vanguard Morningstar Mid-Cap ETF
VO
|
+$1.05M |
| 3 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$957K |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$857K |
| 5 |
Vanguard Short-Term Bond ETF
BSV
|
+$732K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MCI
Barings Corporate Investors
MCI
|
+$374K |
| 2 |
SOR
Source Capital
SOR
|
+$276K |
| 3 |
Nuveen Preferred & Income Opportunities Fund
JPC
|
+$256K |
| 4 |
Tesla
TSLA
|
+$229K |
| 5 |
IBM
IBM
|
+$220K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 4.03% |
| 2 | Technology | 3.29% |
| 3 | Communication Services | 1.02% |
| 4 | Healthcare | 0.69% |
| 5 | Financials | 0.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
PUT
Broadcom
AVGO
$2.04T
| $61.9K | 0.05% |
200
-6,800
| -97% | -$2.24M |
|
|
77
IBM
IBM
$224B
| – | – |
-743
| Closed | -$220K |
|
78
Janus Henderson B-BBB CLO ETF
JBBB
$1.41B
| – | – |
-4,265
| Closed | -$203K |
|
|
79
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
| – | – |
-31,600
| Closed | -$256K |
|
|
MCI
80
Barings Corporate Investors
MCI
$345M
| – | – |
-20,594
| Closed | -$374K |
|
|
PCN
81
PIMCO Corporate & Income Strategy Fund
PCN
$885M
| – | – |
-11,050
| Closed | -$141K |
|
|
SOR
82
Source Capital
SOR
$385M
| – | – |
-6,042
| Closed | -$276K |
|
|
83
Tesla
TSLA
$1.3T
| – | – |
-509
| Closed | -$229K |
|
Similar funds
Uptown Financial Advisors's Q1 2026 Portfolio in Review
As of Q1 2026, Uptown Financial Advisors held 83 positions worth $126M, down 9.8% from $140M the previous quarter. Its ten largest holdings account for 60% of the portfolio.
Uptown Financial Advisors withdrew a net $13.3M in Q1 2026, closing 7 positions and reducing 14 holdings. Its most notable exit was Barings Corporate Investors, an estimated $374K position sold in full.
By sector, the portfolio is most concentrated in Energy at 4% of assets, up from 2.8% a quarter earlier, followed by Technology and Communication Services.
Against the trend, Uptown Financial Advisors opened a new position in ExxonMobil worth $260K.
- Uptown Financial Advisors's largest Q1 2026 buy was ExxonMobil: 1,532 shares worth $260K.
- Uptown Financial Advisors added most to Vanguard Morningstar Growth ETF in Q1 2026, an estimated $1.45M increase.
- Uptown Financial Advisors's biggest Q1 2026 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $88.6K.
- Uptown Financial Advisors fully exited Barings Corporate Investors in Q1 2026, selling an estimated $374K.
- Uptown Financial Advisors's ten largest holdings make up 60% of its $126M portfolio in Q1 2026.
- Uptown Financial Advisors opened 5 new positions and closed 7 in Q1 2026.
- Uptown Financial Advisors's portfolio value fell 9.8% quarter-over-quarter to $126M.
Based on Uptown Financial Advisors's 13F filing for Q1 2026, filed 13 Apr 2026.