Uptown Financial Advisors Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Short-Term Bond ETF
BSV
|
+$758K |
| 2 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$465K |
| 3 |
MCI
Barings Corporate Investors
MCI
|
+$419K |
| 4 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$335K |
| 5 |
SOR
Source Capital
SOR
|
+$279K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Growth ETF
VUG
|
+$1.41M |
| 2 |
Home Depot
HD
|
+$206K |
| 3 |
JPMorgan Chase
JPM
|
+$155K |
| 4 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$122K |
| 5 |
Vanguard Morningstar Value ETF
VTV
|
+$95K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.31% |
| 2 | Energy | 2.79% |
| 3 | Communication Services | 1.01% |
| 4 | Financials | 0.72% |
| 5 | Healthcare | 0.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Invesco QQQ Trust
QQQ
$484B
| $143K | 0.1% |
+232
| New | +$142K |
|
|
PCN
77
PIMCO Corporate & Income Strategy Fund
PCN
$885M
| $141K | 0.1% |
+11,050
| New | +$142K |
|
78
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
| $134K | 0.1% |
11,499
| – | – |
|
|
79
Home Depot
HD
$355B
| – | – |
-508
| Closed | -$206K |
|
|
80
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
| – | – |
-4,000
| Closed | -$174K |
|
|
81
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
| – | – |
-4,000
| Closed | -$174K |
|
Similar funds
Uptown Financial Advisors's Q4 2025 Portfolio in Review
As of Q4 2025, Uptown Financial Advisors held 81 positions worth $140M, up 15% from $121M the previous quarter. Its ten largest holdings account for 61% of the portfolio.
Uptown Financial Advisors deployed $19.9M of net new capital in Q4 2025, opening 7 new positions and adding to 26 existing holdings. Its largest new stake was Barings Corporate Investors: 20,594 shares worth $374K.
By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.8% a quarter earlier, followed by Energy and Communication Services.
On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $1.41M trimmed.
- Uptown Financial Advisors's largest Q4 2025 buy was Barings Corporate Investors: 20,594 shares worth $374K.
- Uptown Financial Advisors added most to Vanguard Short-Term Bond ETF in Q4 2025, an estimated $758K increase.
- Uptown Financial Advisors's biggest Q4 2025 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $1.41M.
- Uptown Financial Advisors fully exited Home Depot in Q4 2025, selling an estimated $206K.
- Uptown Financial Advisors's ten largest holdings make up 61% of its $140M portfolio in Q4 2025.
- Uptown Financial Advisors opened 7 new positions and closed 3 in Q4 2025.
- Uptown Financial Advisors's portfolio value rose 15% quarter-over-quarter to $140M.
Based on Uptown Financial Advisors's 13F filing for Q4 2025, filed 23 Jan 2026.